DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

GARY G GARCIA

Advisor at KINGSWOOD WEALTH ADVISORS, LLC

Tampa, FL | SAN DIEGO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:648c8658-5af5-06a7-8507-ed5bab3c3a3c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jan 29, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KINGSWOOD WEALTH ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 19, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jan 19, 2007
First registration: Jan 29, 2007
Dual registered: yes, broker-dealer
Other names: GARY G GARCIA II|GARY G GARCIA|Gary Glenn Garcia
IAPD individual key: 5027185

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KINGSWOOD WEALTH ADVISORS, LLC	Bd affiliated wealth	Jun 10, 2025	n/a	yes	Tampa, FL\|SAN DIEGO, CA	Current employment
RESURGENT ADVISORS	Independent wealth	Jan 31, 2022	Mar 2, 2023	no	Tampa, FL	Previous registration
HAYDEN ROYAL	Former SEC adviser	Aug 14, 2017	Feb 25, 2022	no	Tampa, FL\|CHARLOTTE, NC\|Tampa, FL	Previous registration
MORGAN STANLEY	Wirehouse	Aug 27, 2012	Aug 14, 2017	no	ST PETERSBURG, FL\|Tampa, FL\|St. Petersburg, FL\|St. Petersburg, FL\|St. Petersburg, FL\|Tampa, FL\|Tampa, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 13, 2009	Aug 21, 2012	no	ST. PETERSBURG, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	May 29, 2008	Oct 14, 2009	no	TAMPA, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jan 29, 2007	May 20, 2008	no	WILMINGTON, DE\|NEW YORK, NY\|WILMINGTON, DE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RESURGENT ADVISORS	KINGSWOOD WEALTH ADVISORS, LLC	Mar 2, 2023	Jun 10, 2025	831	Firm change after gap	RIA to ibd
HAYDEN ROYAL	RESURGENT ADVISORS	Feb 25, 2022	Jan 31, 2022	-25	Firm change	RIA to RIA
MORGAN STANLEY	HAYDEN ROYAL	Aug 14, 2017	Aug 14, 2017	0	Firm change	Other
WELLS FARGO ADVISORS	MORGAN STANLEY	Aug 21, 2012	Aug 27, 2012	6	Firm change	Wirehouse to wirehouse
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Oct 14, 2009	Oct 13, 2009	-1	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	UBS FINANCIAL SERVICES INC.	May 20, 2008	May 29, 2008	9	Firm change	Other

Relationships

Registered with (7)

→ KINGSWOOD WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Jun 10, 2025 to presentfactForm ADV
→ RESURGENT ADVISORSRegistered adviserregistration: previous registration
Jan 31, 2022 to Mar 2, 2023factForm ADV
→ HAYDEN ROYALRegistered adviserregistration: previous registration
Aug 14, 2017 to Feb 25, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 27, 2012 to Aug 14, 2017factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 13, 2009 to Aug 21, 2012factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
May 29, 2008 to Oct 14, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jan 29, 2007 to May 20, 2008factForm ADV

Dated events

Occurred
Mar 2, 2023
Advisor changed firm
Gary G Garcia left Resurgent Advisors for Kingswood Wealth Advisors, Llc (registered 2025-06-10)
Form ADVobserved 6 days ago
Occurred
Feb 25, 2022
Advisor changed firm
Gary G Garcia left Hayden Royal for Resurgent Advisors (registered 2022-01-31)
Form ADVobserved 6 days ago