RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• G• G•••••
- K•••••••• W••••• A•••••••• L•• BD affiliated currentsince Jun 10, 2025 · Tampa, Fl
- R•••••••• A••••••• independent RIAJan 31, 2022 to Mar 2, 2023 · Tampa, Fl
- H••••• R•••• formerAug 14, 2017 to Feb 25, 2022 · Tampa, Fl
- M••••• S•••••• wirehouseAug 27, 2012 to Aug 14, 2017 · St Petersburg, Fl
- W•••• F•••• A••••••• wirehouseOct 13, 2009 to Aug 21, 2012 · St. Petersburg, Fl
- U•• F•••••••• S••••••• I••• wirehouseMay 29, 2008 to Oct 14, 2009 · Tampa, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 29, 2007 to May 20, 2008 · Wilmington, De
- R•••••••• A••••••• to K•••••••• W••••• A•••••••• L••left Mar 2, 2023, registered Jun 10, 2025 (831 days) · RIA to affiliated broker-dealer or bank
- H••••• R•••• to R•••••••• A•••••••left Feb 25, 2022, registered Jan 31, 2022 (-25 days) · RIA to RIA
- M••••• S•••••• to H••••• R••••left Aug 14, 2017, registered Aug 14, 2017 (0 days) · Other
- W•••• F•••• A••••••• to M••••• S••••••left Aug 21, 2012, registered Aug 27, 2012 (6 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Oct 14, 2009, registered Oct 13, 2009 (-1 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left May 20, 2008, registered May 29, 2008 (9 days) · Other
- G••• G• G••••• left R•••••••• A••••••• for K•••••••• W••••• A•••••••• L•• (registered 2025-06-10)Mar 2, 2023 · Advisor changed firm · fact
- G••• G• G••••• left H••••• R•••• for R•••••••• A••••••• (registered 2022-01-31)Feb 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address