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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

SARAH TOPHAM BARAJAS

Advisor at STRATEGIC ADVISERS LLC

GEORGETOWN, TX | AUSTIN, TX

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Search this name across graphsid dfx:ria:6490a977-7cbe-8b89-3b67-4da0ffb90617

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Sep 3, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 19, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 19, 2002
First registration: Sep 3, 2002
Dual registered: yes, broker-dealer
Other names: SARAH MARIE TAPP|SARAH MARIE TOPHAM|SARAH TOPHAM BARAJAS|SARAH MARIE BARAJAS|Sarah Marie Topham|Sarah Marie Tapp|Sarah Marie Barajas|SARAH Marie BARAJAS|SARAH T BARAJAS
IAPD individual key: 3015256

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	AUSTIN, TX\|GEORGETOWN, TX	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Aug 22, 2022	Mar 31, 2025	no	AUSTIN, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 26, 2022	Jun 27, 2022	no	Austin, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Apr 2, 2019	Jun 27, 2022	no	Round Rock, TX\|Austin, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Apr 2, 2019	Jun 27, 2022	no	ROUND ROCK, TX\|Austin, TX	Previous registration
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Apr 6, 2018	Mar 18, 2019	no	Austin, TX	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 9, 2015	Mar 26, 2018	no	AUSTIN, TX\|AUSTIN, TX\|AUSTIN, TX\|ROUND ROCK, TX	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 5, 2009	Nov 18, 2010	no	AUSTIN, TX\|AUSTIN, TX	Previous registration
AMERIPRISE ADVISOR SERVICES, INC.	n/a	Nov 4, 2004	Oct 5, 2009	no	AUSTIN, TX\|AUSTIN, TX	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Sep 15, 2003	Nov 5, 2004	no	AUSTIN, TX	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 3, 2002	Sep 8, 2003	no	AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jun 27, 2022	Apr 2, 2019	-1,182	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Jun 27, 2022	Jan 26, 2022	-152	Channel change	RIA to ibd
CHARLES SCHWAB & CO., INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jun 27, 2022	Aug 22, 2022	56	Firm change	Ibd to ibd
PNC MANAGED ACCOUNT SOLUTIONS, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Mar 18, 2019	Apr 2, 2019	15	Firm change	Ibd to RIA
CETERA INVESTMENT ADVISERS LLC	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Mar 26, 2018	Apr 6, 2018	11	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CETERA INVESTMENT ADVISERS LLC	Nov 18, 2010	Feb 9, 2015	1,544	Firm change after gap	Other
AMERIPRISE ADVISOR SERVICES, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 5, 2009	Oct 5, 2009	0	Bulk transfer	Other
BANC ONE SECURITIES CORPORATION	AMERIPRISE ADVISOR SERVICES, INC.	Nov 5, 2004	Nov 4, 2004	-1	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	BANC ONE SECURITIES CORPORATION	Sep 8, 2003	Sep 15, 2003	7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
5393:288590:TX:2022-06-27	Jun 27, 2022	Aug 22, 2022	AUSTIN, TX	Firm change

Relationships

Registered with (10)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Aug 22, 2022 to Mar 31, 2025factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 2, 2019 to Jun 27, 2022factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 26, 2022 to Jun 27, 2022factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Apr 2, 2019 to Jun 27, 2022factForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Apr 6, 2018 to Mar 18, 2019factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Feb 9, 2015 to Mar 26, 2018factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 5, 2009 to Nov 18, 2010factForm ADV
→ AMERIPRISE ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Nov 4, 2004 to Oct 5, 2009factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Sep 15, 2003 to Nov 5, 2004factForm ADV

Dated events

Occurred
Jun 27, 2022
Advisor changed firm
Sarah Topham Barajas left Charles Schwab & Co., Inc. for Fidelity Personal And Workplace Advisors (registered 2022-08-22)
Form ADVobserved 5 days ago