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Advisor at FIFTH THIRD SECURITIES, INC.
Riviera Beach, FL | Boca Raton, FL | TAMPA, FL | Ft. Lauderdale, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | May 5, 2025 | n/a | yes | Boca Raton, FL|Ft. Lauderdale, FL|Riviera Beach, FL|TAMPA, FL | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Nov 3, 2023 | Mar 25, 2025 | no | Dallas, TX|Round Rock, TX | Previous registration |
| COMERICA SECURITIES | Former SEC adviser | Oct 6, 2016 | Nov 3, 2023 | no | DALLAS, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 23, 2015 | Sep 26, 2016 | no | HOUSTON, TX|AUSTIN, TX|HOUSTON, TX | Previous registration |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | Former SEC adviser | Sep 6, 2012 | Dec 3, 2014 | no | AUSTIN, TX|HOUSTON, TX|HOUSTON, TX | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 11, 2005 | Aug 28, 2012 | no | MCALLEN, TX|BROWNSVILLE, TX|EL PASO, TX|EL PASO, TX|EL PASO, TX|EL PASO, TX|EL PASO, TX|EL PASO, TX|EDINBURG, TX|BROWNSVILLE, TX|BROWNSVILLE, TX|MISSION, TX|EDINBURG, TX|EL PASO, TX|EL PASO, TX|MCALLEN, TX|EL PASO, TX|EL PASO, TX|MCALLEN, TX|MCALLEN, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HUMBLE, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|AUSTIN, TX|AUSTIN, TX|MCALLEN, TX|LAREDO, TX|LAREDO, TX|BROWNSVILLE, TX|MISSION, TX|EDINBURG, TX|BROWNSVILLE, TX|AUSTIN, TX|AUSTIN, TX|BROWNSVILLE, TX|LAREDO, TX|MCALLEN, TX|MCALLEN, TX|EDINBURG, TX|MCALLEN, TX|AUSTIN, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|BELLAIRE, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|BELLAIRE, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|PORT ARTHUR, TX|BAYTOWN, TX|BAYTOWN, TX|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|BEAUMONT, TX|ORANGE, TX|HOUSTON, TX|BEAUMONT, TX|HOUSTON, TX|BEAUMONT, TX|NEDERLAND, TX|HOUSTON, TX|SUMMIT, NJ|SUMMIT, NJ|WESTLAKE HILLS, TX|AUSTIN, TX|BEE CAVE, TX|AUSTIN, TX|KYLE, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|DRIPPING SPRINGS, TX|AUSTIN, TX|LAKEWAY, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|BEE CAVE, TX|AUSTIN, TX|NEW BRAUNFELS, TX|AUSTIN, TX|AUSTIN, TX|NEW BRAUNFELS, TX|AUSTIN, TX|BUDA, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|EL PASO, TX|EL PASO, TX|AUSTIN, TX|AUSTIN, TX|WESTLAKE HILLS, TX|BUDA, TX|BEE CAVE, TX|KYLE, TX|AUSTIN, TX|AUSTIN, TX|LAKEWAY, TX|EL PASO, TX|EL PASO, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|EL PASO, TX|BEE CAVE, TX|EL PASO, TX|DRIPPING SPRINGS, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|EL PASO, TX|EL PASO, TX|EL PASO, TX|EL PASO, TX|HUMBLE, TX|HUMBLE, TX|HOUSTON, TX|HUMBLE, TX|KINGWOOD, TX|KINGWOOD, TX|HOUSTON, TX|HOUSTON, TX|NEW CANEY, TX|HOUSTON, TX|HOUSTON, TX|KINGWOOD, TX|HUMBLE, TX|HOUSTON, TX|AUSTIN, TX|ROUND ROCK, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 5, 2004 | Mar 1, 2004 | no | BRIDGEWATER, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | FIFTH THIRD SECURITIES, INC. | Mar 25, 2025 | May 5, 2025 | 41 | Firm change | Ibd to ibd |
| COMERICA SECURITIES | AMERIPRISE FINANCIAL SERVICES, LLC | Nov 3, 2023 | Nov 3, 2023 | 0 | Bulk transfer | RIA to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | COMERICA SECURITIES | Sep 26, 2016 | Oct 6, 2016 | 10 | Firm change | Other |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 3, 2014 | Jan 23, 2015 | 51 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | PNC MANAGED ACCOUNT SOLUTIONS, INC. | Aug 28, 2012 | Sep 6, 2012 | 9 | Firm change | Other |
| WELLS FARGO ADVISORS | CHASE INVESTMENT SERVICES CORP. | Mar 1, 2004 | May 11, 2005 | 436 | Firm change after gap | Other |