S••••• T•••••

Advisor at W••••••••• A••••••• P••••••• L••

WEST CHESTER, PA | Lucas, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jul 10, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A••••••• P••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 22, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	May 13, 2019	n/a	yes	Lucas, TX\|WEST CHESTER, PA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 2, 2018	Jul 23, 2018	no	Dallas, TX\|SAN DIEGO, CA\|LUCAS, TX\|DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• P•••••••	L•• F•••••••• L••	May 13, 2019	Mar 2, 2018	-437	Firm change after gap	Ibd to RIA
L•• F•••••••• L••	W••••••••• A••••••• P••••••• L••	Jul 23, 2018	May 13, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:125112:TX:2016-02-03	Feb 9, 2016	Feb 3, 2016	DALLAS, TX	Firm change

Relationships

Registered with (9)

→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: current employment
May 13, 2019 to presentfactForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Feb 3, 2016 to May 13, 2019factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 2, 2018 to Jul 23, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 10, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.