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RIA / WealthAdvisor20 years in industry

DANIEL WAYNE KUTZKEY

Advisor at MAXWELL FINANCIAL GROUP, INC

SHERWOOD, OR

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Search this name across graphsid dfx:ria:651bae02-4eff-1de9-4362-c508bf4cba66

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 10, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAXWELL FINANCIAL GROUP, INC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 15, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 15, 2006
First registration: Mar 10, 2006
Dual registered: no
IAPD individual key: 5085926

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAXWELL FINANCIAL GROUP, INC	State registered	Dec 8, 2025	n/a	yes	SHERWOOD, OR	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Apr 13, 2012	Apr 9, 2013	no	Los Angeles, CA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jun 1, 2011	Aug 19, 2011	no	LOS ANGELES, CA	Previous registration
AMERITAS ADVISORY SERVICES	Former SEC adviser	Jul 22, 2008	Apr 28, 2011	no	LOS ANGELES, CA\|LINCOLN, NE	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Jan 2, 2008	Jun 26, 2008	no	CALABASAS, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 10, 2006	Sep 11, 2007	no	Newport Beach, CA\|LONG BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	MAXWELL FINANCIAL GROUP, INC	Apr 9, 2013	Dec 8, 2025	4,626	Firm change after gap	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	MML INVESTORS SERVICES, LLC	Aug 19, 2011	Apr 13, 2012	238	Firm change	Other
AMERITAS ADVISORY SERVICES	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Apr 28, 2011	Jun 1, 2011	34	Firm change	Other
SIGNATOR INVESTORS, INC.	AMERITAS ADVISORY SERVICES	Jun 26, 2008	Jul 22, 2008	26	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	SIGNATOR INVESTORS, INC.	Sep 11, 2007	Jan 2, 2008	113	Firm change	Other

Relationships

Registered with (6)

→ MAXWELL FINANCIAL GROUP, INCRegistered adviserregistration: current employment
Dec 8, 2025 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Apr 13, 2012 to Apr 9, 2013factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Jun 1, 2011 to Aug 19, 2011factForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Jul 22, 2008 to Apr 28, 2011factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Jan 2, 2008 to Jun 26, 2008factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 10, 2006 to Sep 11, 2007factForm ADV

Dated events

No dated event names this entity yet.