DFX Intelligence

L••••••• I•• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor22 years in industry

L••••••• I•• S••••••••

Advisor at M••••• W••••• M••••••••• L••

CALABASAS, CA | KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 2, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 6, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W••••• M••••••••• L••	Independent wealth	Apr 11, 2025	n/a	yes	KANSAS CITY, MO\|CALABASAS, CA	Current employment
P•••••• A•••• M•••••••••	Former SEC adviser	Dec 2, 2010	Apr 29, 2025	no	CALABASAS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A•••• M•••••••••	M••••• W••••• M••••••••• L••	Apr 29, 2025	Apr 11, 2025	-18	Firm change	RIA to RIA
I••••••••• F•••••••• G••••• L••	P•••••• A•••• M•••••••••	May 16, 2019	Dec 2, 2010

Relationships

Registered with (4)

→ M••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 11, 2025 to presentfactForm ADV
→ P•••••• A•••• M•••••••••Registered adviserregistration: previous registration
Dec 2, 2010 to Apr 29, 2025factForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Apr 27, 2010 to May 16, 2019factForm ADV
→ A•• A•••••• S••••••• L••

Dated events

Order

Occurred
29 Apr 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 2, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.