RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••••• I•• S••••••••
- M••••• W••••• M••••••••• L•• i••••••••• wealth currentsince Apr 11, 2025 · Kansas City, Mo
- P•••••• A•••• M••••••••• formerDec 2, 2010 to Apr 29, 2025 · Calabasas, Ca
- I••••••••• F•••••••• G••••• L•• BD affiliatedApr 27, 2010 to May 16, 2019 · San Diego, Ca
- A•• A•••••• S••••••• L•• unclassifiedAug 2, 2004 to Apr 29, 2010 · Calabasas, Ca
- P•••••• A•••• M••••••••• to M••••• W••••• M••••••••• L••left Apr 29, 2025, registered Apr 11, 2025 (-18 days) · RIA to RIA
- I••••••••• F•••••••• G••••• L•• to P•••••• A•••• M•••••••••left May 16, 2019, registered Dec 2, 2010 (-3087 days) · Other
- A•• A•••••• S••••••• L•• to I••••••••• F•••••••• G••••• L••left Apr 29, 2010, registered Apr 27, 2010 (-2 days) · Other
- L••••••• I•• S•••••••• left P•••••• A•••• M••••••••• for M••••• W••••• M••••••••• L•• (registered 2025-04-11)Apr 29, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address