DFX Intelligence

T•••• L•••• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor12 years in industry

T•••• L•••• G•••••••••

Advisor at S••••••• • C••

BLOOMFIELD HILLS, MI | Naples, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:657b87ad-bfa4-a40e-84ee-696825fd5098

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 5
On other graphs: 0
Observed: Mar 17, 2014 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• • C••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Dec 4, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• • C••	Other adviser	Sep 17, 2026	n/a	yes	BLOOMFIELD HILLS, MI\|Naples, FL	Current employment
S••••	Independent wealth	Jan 6, 2026	n/a	yes	Naples, FL\|Naples, FL\|NEW YORK, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••	S••••••• • C••	Sep 16, 2026	Sep 17, 2026	1	Firm change	Other
M•••• W••••• M••••••••• L••	S••••	Sep 17, 2025	Oct 6, 2025

Relationships

Registered with (5)

→ S••••Registered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ M•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 15, 2024 to Sep 17, 2025factForm ADV
→ R•••••••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Oct 3, 2016 to May 31, 2024factForm ADV
→ S••••••• • C••Registered adviser

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 16, 2026
Advisor changed firm
••• Locked
Form ADVobserved 4 days ago
Occurred
Sep 17, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Show 2 bookkeeping events

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:657b87ad-bfa4-a40e-84ee-696825fd5098
First observed: Mar 17, 2014
Last observed: Sep 18, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.