DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••• L•••• G•••••••••

S••••••• • C••otherBloomfield Hills, Mi IA-onlyIAPD 5925458

Feed of 09/18/2026

At current firm

0 y

since Sep 17, 2026

In the industry

12 y

since Dec 4, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••• • C•• other current
since Sep 17, 2026 · Bloomfield Hills, Mi
S•••• independent RIA current
since Jan 6, 2026 · Naples, Fl
S•••• independent RIA
Oct 6, 2025 to Sep 16, 2026 · Naples, Fl
M•••• W••••• M••••••••• L•• independent RIA
Feb 15, 2024 to Sep 17, 2025 · Naples, Fl
M•••• W••••• M••••••••• L•• independent RIA
Feb 15, 2024 to Sep 17, 2025 · Naples, Fl
R•••••••• F•••••••• P•••••••• L•• unclassified
Oct 3, 2016 to May 31, 2024 · Traverse City, Mi
S••••••• • C•• other
Jun 10, 2014 to Oct 3, 2016 · Bloomfield Hills, Mi
S••••••••• A•••••• A•••••••• I••• former
Mar 17, 2014 to May 13, 2014 · Bay City, Mi

Moves

a registration end followed by a registration begin elsewhere

S•••• to S••••••• • C••
left Sep 16, 2026, registered Sep 17, 2026 (1 days) · Other
M•••• W••••• M••••••••• L•• to S••••
left Sep 17, 2025, registered Oct 6, 2025 (19 days) · RIA to RIA
R•••••••• F•••••••• P•••••••• L•• to M•••• W••••• M••••••••• L••
left May 31, 2024, registered Feb 15, 2024 (-106 days) · Other
S••••••• • C•• to R•••••••• F•••••••• P•••••••• L••
left Oct 3, 2016, registered Oct 3, 2016 (0 days) · Other
S••••••••• A•••••• A•••••••• I••• to S••••••• • C••
left May 13, 2014, registered Jun 10, 2014 (28 days) · Other

Signals

T•••• L•••• G••••••••• registered as an investment adviser representative at S••••••• • C••
Sep 17, 2026 · Advisor registered · fact
T•••• L•••• G••••••••• no longer holds an investment adviser registration (last listed at Savvy on the 2026-09-16 feed)
Sep 16, 2026 · Advisor registration ended · derived
T•••• L•••• G••••••••• left Savvy for S••••••• • C•• (registered 2026-09-17)
Sep 16, 2026 · Advisor changed firm · fact
T•••• L•••• G••••••••• left M•••• W••••• M••••••••• L•• for Savvy (registered 2026-01-06)
Sep 17, 2025 · Advisor changed firm · fact
T•••• L•••• G••••••••• left R•••••••• F•••••••• P•••••••• L•• for M•••• W••••• M••••••••• L•• (registered 2024-02-15)
May 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Other adviserderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address