RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• H•••• K•••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Apr 30, 2021 · Newport Beach, Ca
- W••••••••• I••••••••• A•••••••• L•• formerJun 21, 2017 to Sep 8, 2021 · Dallas, Tx
- G••••• L• R•• • A••••••••• L••• formerMar 17, 2009 to Mar 19, 2018 · Dallas, Tx
- W••••••• • F••••• I•• unclassifiedApr 28, 2006 to Mar 10, 2009 · Dallas, Tx
- W••••••••• I••••••••• A•••••••• L•• to B••••• P••••• A•••••••• L••left Sep 8, 2021, registered Apr 30, 2021 (-131 days) · RIA to RIA
- G••••• L• R•• • A••••••••• L••• to W••••••••• I••••••••• A•••••••• L••left Mar 19, 2018, registered Jun 21, 2017 (-271 days) · Other · moved with a team
- W••••••• • F••••• I•• to G••••• L• R•• • A••••••••• L•••left Mar 10, 2009, registered Mar 17, 2009 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address