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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

WILLIAM CHARLES TURNER

Advisor at CETERA INVESTMENT ADVISERS LLC

Troy, MI

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Search this name across graphsid dfx:ria:65c2effe-dbe3-0b83-5247-5b865b2c7f48

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 14, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 10, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Sep 10, 1984
First registration: Apr 14, 2010
Dual registered: yes, broker-dealer
IAPD individual key: 851826

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 24, 2025	n/a	yes	Troy, MI	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 26, 2019	Feb 28, 2025	no	Troy, MI\|Beverly Hills, MI	Previous registration
CONCORDE ASSET MANAGEMENT, LLC	Bd affiliated wealth	Aug 31, 2018	Aug 23, 2019	no	Troy, MI\|ANN ARBOR, MI	Previous registration
L.M. KOHN & COMPANY	Former SEC adviser	Mar 10, 2016	Aug 31, 2018	no	TROY, MI	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 25, 2015	Mar 8, 2016	no	TROY, MI	Previous registration
L.M. KOHN & COMPANY	Former SEC adviser	Aug 2, 2012	Jun 24, 2015	no	TROY, MI\|CINCINNATI, OH	Previous registration
LEONARD AND COMPANY	Former SEC adviser	Apr 14, 2010	Jul 19, 2012	no	TROY, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	CETERA INVESTMENT ADVISERS LLC	Feb 28, 2025	Feb 24, 2025	-4	Firm change	Ibd to ibd
CONCORDE ASSET MANAGEMENT, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Aug 23, 2019	Jul 26, 2019	-28	Firm change	Ibd to ibd
L.M. KOHN & COMPANY	CONCORDE ASSET MANAGEMENT, LLC	Aug 31, 2018	Aug 31, 2018	0	Firm change	RIA to ibd
WELLS FARGO ADVISORS	L.M. KOHN & COMPANY	Mar 8, 2016	Mar 10, 2016	2	Firm change	Other
L.M. KOHN & COMPANY	WELLS FARGO ADVISORS	Jun 24, 2015	Jun 25, 2015	1	Firm change	Other
LEONARD AND COMPANY	L.M. KOHN & COMPANY	Jul 19, 2012	Aug 2, 2012	14	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6363:105644:MI:2025-02-28	Feb 28, 2025	Feb 24, 2025	BEVERLY HILLS, MI	Firm change
140367:6363:MI:2019-08-23	Aug 23, 2019	Jul 26, 2019	ANN ARBOR, MI	Firm change
27913:140367:MI:2018-08-16	Aug 31, 2018	Aug 31, 2018	TROY, MI	Firm change

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Feb 24, 2025 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 26, 2019 to Feb 28, 2025factForm ADV
→ CONCORDE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 31, 2018 to Aug 23, 2019factForm ADV
→ L.M. KOHN & COMPANYRegistered adviserregistration: previous registration
Mar 10, 2016 to Aug 31, 2018factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 25, 2015 to Mar 8, 2016factForm ADV
→ LEONARD AND COMPANYRegistered adviserregistration: previous registration
Apr 14, 2010 to Jul 19, 2012factForm ADV

Dated events

Occurred
Feb 28, 2025
Advisor changed firm
William Charles Turner left Ameriprise Financial Services, Llc for Cetera Investment Advisers Llc (registered 2025-02-24)
Form ADVobserved 5 days ago