DFX Intelligence

M••••••• A••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

M••••••• A••••• S••••••

Advisor at C••••••••• W••••• M•••••••••

Portland, OR | BELLEVUE, WA

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Search this name across graphsid dfx:ria:65c72d26-0b74-3f4b-b1df-905bc4830420

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 17, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• M•••••••••	Independent wealth	Jan 1, 2026	n/a	yes	Portland, OR\|BELLEVUE, WA	Current employment
C•••• H••• P•••••••• L••	Former SEC adviser	Sep 19, 2023	Jun 18, 2025	no	PORTLAND, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• H••• P•••••••• L••	C••••••••• W••••• M•••••••••	Jun 18, 2025	Jan 1, 2026	197	Firm change	RIA to RIA
A••••••••• F•••••••• S•••••••• L••	C•••• H••• P•••••••• L••	Aug 1, 2023	Sep 19, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
168252:108805:OR:2025-06-17	Jun 18, 2025	Jan 1, 2026	PORTLAND, OR	Firm change

Relationships

Registered with (3)

→ C••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ C•••• H••• P•••••••• L••Registered adviserregistration: previous registration
Sep 19, 2023 to Jun 18, 2025factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 17, 2021 to Aug 1, 2023factForm ADV

Dated events

Occurred
Jun 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65c72d26-0b74-3f4b-b1df-905bc4830420
First observed: Feb 17, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.