DFX Intelligence

M•••••• J•••• O••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

M•••••• J•••• O••••••

Advisor at H••••••• F••••

WAYNE, PA | San Francisco, CA

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Search this name across graphsid dfx:ria:65f891f4-aed8-a61c-f101-8ab395ce1998

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Dec 20, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• F••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• F••••	Asset manager	Apr 28, 2026	n/a	yes	San Francisco, CA\|WAYNE, PA	Current employment
P•••• C•••••• M••••••••• L••	Asset manager	Mar 26, 2025	Jan 21, 2026	no	San Francisco, CA\|BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• C•••••• M••••••••• L••	H••••••• F••••	Jan 21, 2026	Apr 28, 2026	97	Firm change	Other
A••••• A•••• M••••••••• U•• I•••	P•••• C•••••• M••••••••• L••	Feb 18, 2025	Mar 26, 2025

Relationships

Registered with (4)

→ H••••••• F••••Registered adviserregistration: current employment
Apr 28, 2026 to presentfactForm ADV
→ P•••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 26, 2025 to Jan 21, 2026factForm ADV
→ A••••• A•••• M••••••••• U•• I•••Registered adviserregistration: previous registration
Jan 4, 2021 to Feb 18, 2025factForm ADV
→ A••••• P•••••• I••••••••• A•••• M••••••••• I•••

Dated events

Occurred
Jan 21, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Feb 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65f891f4-aed8-a61c-f101-8ab395ce1998
First observed: Dec 20, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.