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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

MICHAEL WU

Advisor at STEWARD PARTNERS INVESTMENT ADVISORY, LLC

Land O Lakes, FL | STAMFORD, CT

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Search this name across graphsid dfx:ria:661ed3ab-e6c9-b419-fe09-3a311fe4d4b7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Jun 16, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STEWARD PARTNERS INVESTMENT ADVISORY, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 13, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 3
Exams: S66|S63
First exam: May 13, 1996
First registration: Jun 16, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 2740123

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STEWARD PARTNERS INVESTMENT ADVISORY, LLC	Bd affiliated wealth	Jun 15, 2023	n/a	yes	STAMFORD, CT\|Land O Lakes, FL	Current employment
MORGAN STANLEY	Wirehouse	Oct 20, 2022	Jun 27, 2023	no	Tampa, FL	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Jun 28, 2022	Oct 7, 2022	no	ST. PETERSBURG, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Nov 8, 2018	Oct 7, 2022	no	St Petersburg, FL	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Jan 8, 2018	Oct 30, 2018	no	SAN ANTONIO, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Jun 5, 2014	Jan 8, 2018	no	TAMPA, FL	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Aug 27, 2008	May 6, 2014	no	Tampa, FL	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	May 12, 2008	Aug 7, 2008	no	TAMPA, FL	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Aug 24, 2007	Dec 19, 2007	no	TAMPA, FL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jun 16, 2003	Aug 26, 2005	no	TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	Jun 27, 2023	Jun 15, 2023	-12	Firm change	Wirehouse to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	RAYMOND JAMES & ASSOCIATES, INC.	Oct 7, 2022	Jun 28, 2022	-101	Firm change after gap	Ibd to ibd
RAYMOND JAMES & ASSOCIATES, INC.	MORGAN STANLEY	Oct 7, 2022	Oct 20, 2022	13	Firm change	Ibd to wirehouse
USAA INVESTMENT SERVICES COMPANY	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Oct 30, 2018	Nov 8, 2018	9	Firm change	Ibd to ibd
USAA FINANCIAL PLANNING SERVICES	USAA INVESTMENT SERVICES COMPANY	Jan 8, 2018	Jan 8, 2018	0	Bulk transfer	Other
ADVICE AND PLANNING SERVICES	USAA FINANCIAL PLANNING SERVICES	May 6, 2014	Jun 5, 2014	30	Firm change	Other
INDEPENDENT FINANCIAL PARTNERS	ADVICE AND PLANNING SERVICES	Aug 7, 2008	Aug 27, 2008	20	Firm change	Other
MML INVESTORS SERVICES, LLC	INDEPENDENT FINANCIAL PARTNERS	Dec 19, 2007	May 12, 2008	145	Firm change	Other
TD AMERITRADE, INC.	MML INVESTORS SERVICES, LLC	Aug 26, 2005	Aug 24, 2007	728	Firm change after gap	Other

Relationships

Registered with (10)

→ STEWARD PARTNERS INVESTMENT ADVISORY, LLCRegistered adviserregistration: current employment
Jun 15, 2023 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 20, 2022 to Jun 27, 2023factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Nov 8, 2018 to Oct 7, 2022factForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jun 28, 2022 to Oct 7, 2022factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Jan 8, 2018 to Oct 30, 2018factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Jun 5, 2014 to Jan 8, 2018factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Aug 27, 2008 to May 6, 2014factForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
May 12, 2008 to Aug 7, 2008factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Aug 24, 2007 to Dec 19, 2007factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jun 16, 2003 to Aug 26, 2005factForm ADV

Dated events

Occurred
Jun 27, 2023
Advisor changed firm
Michael Wu left Morgan Stanley for Steward Partners Investment Advisory, Llc (registered 2023-06-15)
Form ADVobserved 6 days ago
Occurred
Oct 7, 2022
Advisor changed firm
Michael Wu left Raymond James & Associates, Inc. for Morgan Stanley (registered 2022-10-20)
Form ADVobserved 6 days ago
Occurred
Oct 7, 2022
Advisor changed firm
Michael Wu left Raymond James Financial Services Advisors, Inc for Raymond James & Associates, Inc. (registered 2022-06-28)
Form ADVobserved 6 days ago