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Advisor at EDELMAN FINANCIAL ENGINES
RED BANK, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | Independent wealth | Oct 16, 2018 | n/a | yes | RED BANK, NJ | Current employment |
| EDELMAN FINANCIAL SERVICES, LLC | Former SEC adviser | Jan 21, 2015 | Nov 1, 2018 | no | STATEN ISLAND, NY|RED BANK, NJ|FAIRFAX, VA | Previous registration |
| THE MUTUAL FUND STORE | Former SEC adviser | Nov 20, 2012 | Apr 7, 2014 | no | OVERLAND PARK, KS | Previous registration |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Mar 28, 2007 | Oct 12, 2012 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 6, 1997 | Jun 12, 2002 | no | SOMERSET, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL SERVICES, LLC | EDELMAN FINANCIAL ENGINES | Nov 1, 2018 | Oct 16, 2018 | -16 | Bulk transfer | Ibd to RIA |
| THE MUTUAL FUND STORE | EDELMAN FINANCIAL SERVICES, LLC | Apr 7, 2014 | Jan 21, 2015 | 289 | Firm change | Other |
| ADVICE AND PLANNING SERVICES | THE MUTUAL FUND STORE | Oct 12, 2012 | Nov 20, 2012 | 39 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ADVICE AND PLANNING SERVICES | Jun 12, 2002 | Mar 28, 2007 | 1,750 | Firm change after gap | Other |