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D•••• R••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst17 years in industry

D•••• R••••• S•••••

Advisor at T•••• W••••• P•••••••• L••

LAWRENCE, KS | Aurora, CO

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Search this name across graphsid dfx:ria:667361eb-2a51-00f1-b9d7-bab5309b576b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Sep 3, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T•••• W••••• P•••••••• L••	Independent wealth	Nov 21, 2024	n/a	yes	Aurora, CO\|LAWRENCE, KS	Current employment
N••••••••	No RAUM reported	May 8, 2024	Nov 22, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• W••••• P•••••••	N••••••••	Nov 25, 2025	May 8, 2024	-566	Firm change after gap	Other
N••••••••	T•••• W••••• P•••••••• L••	Nov 22, 2024

Relationships

Registered with (8)

→ T•••• W••••• P•••••••• L••Registered adviserregistration: current employment
Nov 21, 2024 to presentfactForm ADV
→ G••••••• W••••• P•••••••Registered adviserregistration: previous registration
Apr 13, 2023 to Nov 25, 2025factForm ADV
→ N••••••••Registered adviserregistration: previous registration
May 8, 2024 to Nov 22, 2024factForm ADV
→ W•••••••••Registered adviser

Dated events

Occurred
Nov 25, 2025
Advisor changed firm
D•••• R••••• S••••• left G••••••• W••••• P••••••• for Nectarine (registered 2024-05-08)
Form ADVobserved 7 days ago
Occurred
Nov 22, 2024
Advisor changed firm
D•••• R••••• S••••• left Nectarine for T•••• W••••• P•••••••• L•• (registered 2024-11-21)
Form ADVobserved 7 days ago
Occurred
Nov 30, 2022
Advisor changed firm
D•••• R••••• S••••• left Wealthsource? for G••••••• W••••• P••••••• (registered 2023-04-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:667361eb-2a51-00f1-b9d7-bab5309b576b
First observed: Sep 3, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.