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RIA / WealthAdvisorChartered Financial Consultant25 years in industry

MELODIE KAY ACE

Advisor at CANOPY WEALTH MANAGEMENT

MIDDLETON, WI

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Search this name across graphsid dfx:ria:6695a950-e04f-048a-5016-9a6f6ab3d882

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 23, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CANOPY WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 4, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S63|S66
First exam: Sep 4, 2001
First registration: Feb 23, 2004
Dual registered: no
Other names: MELODIE KAY ANDREWS|MELODIE KAY PETERSON|MELODIE K ACE
IAPD individual key: 4428463

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CANOPY WEALTH MANAGEMENT	Independent wealth	Jan 20, 2023	n/a	yes	MIDDLETON, WI	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 9, 2022	Dec 14, 2022	no	Madison, WI	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Mar 10, 2010	Jan 19, 2018	no	MIDDLETON, WI	Previous registration
BFE ASSET MANAGEMENT, LLC	n/a	Dec 23, 2009	Feb 16, 2010	no	ST. LOUIS, MO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 14, 2009	Dec 9, 2009	no	MADISON, WI	Previous registration
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY	n/a	Feb 20, 2007	Apr 30, 2007	no	MILWAUKEE, WI	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Feb 23, 2004	Jul 30, 2009	no	MIDDLETON, WI\|MIDDLETON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	CANOPY WEALTH MANAGEMENT	Dec 14, 2022	Jan 20, 2023	37	Firm change	Ibd to RIA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Jan 19, 2018	May 9, 2022	1,571	Firm change after gap	Other
BFE ASSET MANAGEMENT, LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Feb 16, 2010	Mar 10, 2010	22	Firm change	Other
WELLS FARGO ADVISORS	BFE ASSET MANAGEMENT, LLC	Dec 9, 2009	Dec 23, 2009	14	Firm change	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY	Jul 30, 2009	Feb 20, 2007	-891	Firm change after gap	Other
NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY	WELLS FARGO ADVISORS	Apr 30, 2007	Aug 14, 2009	837	Firm change after gap	Other

Relationships

Registered with (6)

→ CANOPY WEALTH MANAGEMENTRegistered adviserregistration: current employment
Jan 20, 2023 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
May 9, 2022 to Dec 14, 2022factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Mar 10, 2010 to Jan 19, 2018factForm ADV
→ BFE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 23, 2009 to Feb 16, 2010factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 14, 2009 to Dec 9, 2009factForm ADV
→ NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Feb 20, 2007 to Apr 30, 2007factForm ADV

Dated events

Occurred
Dec 14, 2022
Advisor changed firm
Melodie Kay Ace left Ameriprise Financial Services, Llc for Canopy Wealth Management (registered 2023-01-20)
Form ADVobserved 6 days ago