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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)39 years in industry

DARREL BRUCE MARKLEY

Advisor at LPL FINANCIAL LLC

PITTSBURG, KS | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:66a87fc3-ccaa-fb88-2401-5f8e2414df61

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Aug 28, 1987
First registration: Mar 25, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1726973

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 11, 2017	n/a	yes	PITTSBURG, KS\|NEWPORT BEACH, CA	Current employment
PENCE FINANCIAL GROUP, LLC	n/a	Feb 18, 2021	Aug 25, 2022	no	Pittsburg, KS\|NEWPORT BEACH, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 1, 2014	Dec 13, 2017	no	Pittsburg, KS	Previous registration
FIRSTPOINT FINANCIAL, LLC	Former SEC adviser	Jan 7, 2014	Aug 7, 2014	no	LEAWOOD, KS	Previous registration
Mariner	Bd affiliated wealth	May 14, 2007	Aug 7, 2014	no	PITTSBURG, KS	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Mar 25, 2002	May 18, 2007	no	PITTSBURG, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PENCE FINANCIAL GROUP, LLC	n/a	Aug 25, 2022	n/a	n/a	Departure no registered destination	Departure
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Dec 13, 2017	Dec 11, 2017	-2	Firm change	Ibd to RIA
Mariner	FIRSTPOINT FINANCIAL, LLC	Aug 7, 2014	Jan 7, 2014	-212	Firm change after gap	Other
FIRSTPOINT FINANCIAL, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Aug 7, 2014	Aug 1, 2014	-6	Firm change	Other
A. G. EDWARDS & SONS, INC.	Mariner	May 18, 2007	May 14, 2007	-4	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 11, 2017 to presentfactForm ADV
→ PENCE FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Feb 18, 2021 to Aug 25, 2022factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 1, 2014 to Dec 13, 2017factForm ADV
→ MARINERRegistered adviserregistration: previous registration
May 14, 2007 to Aug 7, 2014factForm ADV
→ FIRSTPOINT FINANCIAL, LLCRegistered adviserregistration: previous registration
Jan 7, 2014 to Aug 7, 2014factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Mar 25, 2002 to May 18, 2007factForm ADV

Dated events

Occurred
Aug 25, 2022
Advisor departed, no destination yet
Darrel Bruce Markley no longer registered at Pence Financial Group, Llc; no later IA registration on IAPD
Form ADVobserved 6 days ago