DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Darrel Bruce Markley
Chartered Financial Consultant
Feed of 09/14/2026
At current firm
8 y
since Dec 11, 2017
In the industry
39 y
since Aug 28, 1987 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Dec 11, 2017 · Pittsburg, Ks
- Pence Financial Group, LLC unclassifiedFeb 18, 2021 to Aug 25, 2022 · Pittsburg, Ks
- Ameriprise Financial Services, LLC national BDAug 1, 2014 to Dec 13, 2017 · Pittsburg, Ks
- Firstpoint Financial, LLC formerJan 7, 2014 to Aug 7, 2014 · Leawood, Ks
- Mariner BD affiliatedMay 14, 2007 to Aug 7, 2014 · Pittsburg, Ks
- A. G. Edwards & Sons, Inc. unclassifiedMar 25, 2002 to May 18, 2007 · Pittsburg, Ks
Moves
a registration end followed by a registration begin elsewhere
- Pence Financial Group, LLC to no registered destinationleft Aug 25, 2022 · Departure, no registered destination
- Ameriprise Financial Services, LLC to LPL Financial LLCleft Dec 13, 2017, registered Dec 11, 2017 (-2 days) · Affiliated broker-dealer or bank to independent RIA
- Mariner to Firstpoint Financial, LLCleft Aug 7, 2014, registered Jan 7, 2014 (-212 days) · Other
- Firstpoint Financial, LLC to Ameriprise Financial Services, LLCleft Aug 7, 2014, registered Aug 1, 2014 (-6 days) · Other
- A. G. Edwards & Sons, Inc. to Marinerleft May 18, 2007, registered May 14, 2007 (-4 days) · Other
Signals
- Darrel Bruce Markley no longer registered at Pence Financial Group, Llc; no later IA registration on IAPDAug 25, 2022 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address