DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Veripax Wealth Management, Inc.

Former SEC-registered adviserFolsom, CaliforniaCRD 139663SEC 801-113371websiteIAPD
Latest filing Apr 1, 2025
First filing on the tape Jul 2, 2012 · 16 filings
SEC status approved since May 31, 2018
RAUM
$343M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$336M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$343M as of Apr 1, 2025
Apr 10, 2013$43.2M then
HNW client RAUM$299M as of Apr 1, 2025
Mar 20, 2019$116M then
State-registered IARs (5.B.3)3 as of Apr 1, 2025
Apr 10, 20130 then
Employees (5.A)4 as of Apr 1, 2025
Apr 10, 20131 then
Private funds: no history
RAUM +18% over the last fiscal year+16% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Apr 1, 2025; every figure names its basis
RAUM per advisor
$114MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
108derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.0MderivedHNW RAUM over HNW clients
Average account
$299,223derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+18%derivedbetween the last two annual amendments
Advisor growth, one year
+50%derivedItem 5.B.3 between annual amendments
Client growth, one year
+11%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Custody
$45.1M, 69 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$299M87%
  • Individuals$36.5M11%
  • Pension and profit-sharing plans$3.7M1.1%
  • Corporations and businesses$3.3M1.0%
Individual clients
170reported
HNW clients
153reported
Pension plan clients
1reported
Charitable clients
n/areported
Accounts
1,146reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$45.1M for 69 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 days3 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Arnold Jerry Verseput · President, Ccocontrol
      since 07/2020 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Folsom, Ca · principal003
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 1,116 to 1,146
      Mar 21, 2024 to Apr 1, 2025
    • Advisory employees · 2 to 3
      Mar 21, 2024 to Apr 1, 2025
    • HNW clients · 143 to 153
      Mar 21, 2024 to Apr 1, 2025
    • Individual clients · 149 to 170
      Mar 21, 2024 to Apr 1, 2025
    • Assets in custody · $38.9M to $45.1M
      Mar 21, 2024 to Apr 1, 2025
    • Employees · 3 to 4
      Mar 21, 2024 to Apr 1, 2025
    • Financial planning clients · 251-500 to 101-250
      Mar 21, 2024 to Apr 1, 2025
    • State-registered IARs · 2 to 3
      Mar 21, 2024 to Apr 1, 2025
    • Discretionary RAUM · $288M to $343M
      Mar 21, 2024 to Apr 1, 2025
    • HNW RAUM · $253M to $299M
      Mar 21, 2024 to Apr 1, 2025
    • Individual RAUM · $31.0M to $36.5M
      Mar 21, 2024 to Apr 1, 2025
    • Non-discretionary RAUM · $1.2M to $378,820
      Mar 21, 2024 to Apr 1, 2025
    • Pension RAUM · $3.2M to $3.7M
      Mar 21, 2024 to Apr 1, 2025
    • RAUM · $290M to $343M
      Mar 21, 2024 to Apr 1, 2025
    • Accounts · 1,038 to 1,116
      Mar 15, 2023 to Mar 21, 2024
    • Corporate clients · 3 to 5
      Mar 15, 2023 to Mar 21, 2024
    • HNW clients · 127 to 143
      Mar 15, 2023 to Mar 21, 2024
    • Individual clients · 146 to 149
      Mar 15, 2023 to Mar 21, 2024
    • Pension plan clients · unset to 1.0
      Mar 15, 2023 to Mar 21, 2024
    • Assets in custody · $29.2M to $38.9M
      Mar 15, 2023 to Mar 21, 2024
    • Discretionary RAUM · $230M to $288M
      Mar 15, 2023 to Mar 21, 2024
    • HNW RAUM · $200M to $253M
      Mar 15, 2023 to Mar 21, 2024
    • Individual RAUM · $28.8M to $31.0M
      Mar 15, 2023 to Mar 21, 2024
    • Non-discretionary RAUM · $827,814 to $1.2M
      Mar 15, 2023 to Mar 21, 2024
    • Pension RAUM · unset to 3215682.0
      Mar 15, 2023 to Mar 21, 2024
    • RAUM · $230M to $290M
      Mar 15, 2023 to Mar 21, 2024
    • Accounts · 971 to 1,038
      Mar 24, 2022 to Mar 15, 2023
    • Corporate clients · 2 to 3
      Mar 24, 2022 to Mar 15, 2023
    • HNW clients · 96 to 127
      Mar 24, 2022 to Mar 15, 2023
    • Individual clients · 164 to 146
      Mar 24, 2022 to Mar 15, 2023
    • Assets in custody · $65.6M to $29.2M
      Mar 24, 2022 to Mar 15, 2023
    • Discretionary RAUM · $221M to $230M
      Mar 24, 2022 to Mar 15, 2023
    • HNW RAUM · $178M to $200M
      Mar 24, 2022 to Mar 15, 2023
    • Individual RAUM · $40.5M to $28.8M
      Mar 24, 2022 to Mar 15, 2023
    • Non-discretionary RAUM · $579,443 to $827,814
      Mar 24, 2022 to Mar 15, 2023
    • RAUM · $221M to $230M
      Mar 24, 2022 to Mar 15, 2023
    • Accounts · 892 to 971
      Apr 12, 2021 to Mar 24, 2022
    • HNW clients · 88 to 96
      Apr 12, 2021 to Mar 24, 2022
    • Individual clients · 149 to 164
      Apr 12, 2021 to Mar 24, 2022
    • Assets in custody · $67.5M to $65.6M
      Apr 12, 2021 to Mar 24, 2022
    Signals
    7 dated events
    • Veripax Wealth Management, Inc. no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $342.9M)
      Jan 2, 2026 · Left the SEC roster · derived
    • Tyler Nguyen left Veripax Wealth Management, Inc. for Hub Investment Partners, Llc (registered 2025-06-18)
      Dec 31, 2025 · Advisor changed firm · fact
    • Jerry Arnold Verseput left Veripax Wealth Management, Inc. for Hub Investment Partners, Llc (registered 2025-06-23)
      Dec 31, 2025 · Advisor changed firm · fact
    • Brian C Wells left Veripax Wealth Management, Inc. for Hub Investment Partners, Llc (registered 2025-06-23)
      Dec 31, 2025 · Advisor changed firm · fact
    • Veripax Wealth Management, Inc.'s advisors moved to Hub Investment Partners, LLC (Folsom, CA): 3 of 3 registered, on the same day
      Dec 31, 2025 · Firm absorbed (people side) · derived
    • Veripax Wealth Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
      Mar 23, 2021 · Succession (Item 4) · fact
    • Veripax Financial Management, Llc filed its initial SEC registration (Form ADV)
      Jul 2, 2012 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026