DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

KORY DAVID LEE

Advisor at CAPTRUST

Tampa, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:66c203a9-e532-2349-2ea9-cdb7a05ba3e0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Jul 24, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPTRUST
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 20, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Jul 20, 2007
First registration: Jul 24, 2007
Dual registered: yes, broker-dealer
Other names: KORY D LEE
IAPD individual key: 5271289

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Captrust	Institutional manager	Apr 19, 2026	n/a	yes	Tampa, FL	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Dec 2, 2021	Apr 20, 2026	no	SARASOTA, FL	Previous registration
PERSONAL CAPITAL ADVISORS CORPORATION	Former SEC adviser	Dec 11, 2020	Aug 12, 2021	no	GREENWOOD VILLAGE, CO\|Duluth, GA	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Oct 29, 2014	Mar 23, 2017	no	ATLANTA, GA\|Atlanta, GA\|Atlanta, GA	Previous registration
MORGAN STANLEY	Wirehouse	Apr 7, 2014	Sep 30, 2014	no	Atlanta, GA	Previous registration
APRIO WEALTH MANAGEMENT, LLC	Independent wealth	Aug 22, 2012	Apr 8, 2014	no	ATLANTA, GA	Previous registration
MORGAN STANLEY	Wirehouse	May 8, 2012	Aug 10, 2012	no	Atlanta, GA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 7, 2009	Apr 2, 2012	no	ATLANTA, GA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Oct 20, 2009	no	Atlanta, GA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 24, 2007	Jun 1, 2009	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	Captrust	Apr 20, 2026	Apr 19, 2026	-1	Firm change	Other
PERSONAL CAPITAL ADVISORS CORPORATION	TRUIST ADVISORY SERVICES, INC.	Aug 12, 2021	Dec 2, 2021	112	Firm change	RIA to ibd
USAA FINANCIAL PLANNING SERVICES	PERSONAL CAPITAL ADVISORS CORPORATION	Mar 23, 2017	Dec 11, 2020	1,359	Firm change after gap	Other
MORGAN STANLEY	USAA FINANCIAL PLANNING SERVICES	Sep 30, 2014	Oct 29, 2014	29	Firm change	Other
APRIO WEALTH MANAGEMENT, LLC	MORGAN STANLEY	Apr 8, 2014	Apr 7, 2014	-1	Firm change	Other
MORGAN STANLEY	APRIO WEALTH MANAGEMENT, LLC	Aug 10, 2012	Aug 22, 2012	12	Firm change	Other
WELLS FARGO ADVISORS	MORGAN STANLEY	Apr 2, 2012	May 8, 2012	36	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	WELLS FARGO ADVISORS	Oct 20, 2009	Oct 7, 2009	-13	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
283390:175112:FL:2026-04-17	Apr 20, 2026	Apr 19, 2026	SARASOTA, FL	Firm change

Relationships

Registered with (8)

→ CAPTRUSTRegistered adviserregistration: current employment
Apr 19, 2026 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Dec 2, 2021 to Apr 20, 2026factForm ADV
→ PERSONAL CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Dec 11, 2020 to Aug 12, 2021factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 29, 2014 to Mar 23, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 7, 2014 to Sep 30, 2014factForm ADV
→ APRIO WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 22, 2012 to Apr 8, 2014factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 7, 2009 to Apr 2, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 24, 2007 to Jun 1, 2009factForm ADV

Dated events

Occurred
Apr 20, 2026
Advisor changed firm
Kory David Lee left Truist Advisory Services, Inc. for Captrust (registered 2026-04-19)
Form ADVobserved 4 days ago