RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• D•••• L••
- C••••••• institutional currentsince Apr 19, 2026 · Tampa, Fl
- T••••• A••••••• S•••••••• I••• BD affiliatedDec 2, 2021 to Apr 20, 2026 · Sarasota, Fl
- P••••••• C•••••• A••••••• C••••••••• formerDec 11, 2020 to Aug 12, 2021 · Greenwood Village, Co
- U••• F•••••••• P••••••• S••••••• formerOct 29, 2014 to Mar 23, 2017 · Atlanta, Ga
- M••••• S•••••• wirehouseApr 7, 2014 to Sep 30, 2014 · Atlanta, Ga
- A•••• W••••• M••••••••• L•• independent RIAAug 22, 2012 to Apr 8, 2014 · Atlanta, Ga
- M••••• S•••••• wirehouseMay 8, 2012 to Aug 10, 2012 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseOct 7, 2009 to Apr 2, 2012 · Atlanta, Ga
- M••••• S•••••• wirehouseJun 1, 2009 to Oct 20, 2009 · Atlanta, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 24, 2007 to Jun 1, 2009 · Atlanta, Ga
- T••••• A••••••• S•••••••• I••• to C•••••••left Apr 20, 2026, registered Apr 19, 2026 (-1 days) · Other · moved with a team
- P••••••• C•••••• A••••••• C••••••••• to T••••• A••••••• S•••••••• I•••left Aug 12, 2021, registered Dec 2, 2021 (112 days) · RIA to affiliated broker-dealer or bank
- U••• F•••••••• P••••••• S••••••• to P••••••• C•••••• A••••••• C•••••••••left Mar 23, 2017, registered Dec 11, 2020 (1359 days) · Other
- M••••• S•••••• to U••• F•••••••• P••••••• S•••••••left Sep 30, 2014, registered Oct 29, 2014 (29 days) · Other
- A•••• W••••• M••••••••• L•• to M••••• S••••••left Apr 8, 2014, registered Apr 7, 2014 (-1 days) · Other
- M••••• S•••••• to A•••• W••••• M••••••••• L••left Aug 10, 2012, registered Aug 22, 2012 (12 days) · Other
- W•••• F•••• A••••••• to M••••• S••••••left Apr 2, 2012, registered May 8, 2012 (36 days) · Wirehouse to wirehouse
- M••••• S•••••• to W•••• F•••• A•••••••left Oct 20, 2009, registered Oct 7, 2009 (-13 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- K••• D•••• L•• left T••••• A••••••• S•••••••• I••• for Captrust (registered 2026-04-19)Apr 20, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address