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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

DAVID GOTTLIEB

Advisor at SAVVY

NEW YORK, NY | WEST ORANGE, NJ

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Search this name across graphsid dfx:ria:670614c0-67dc-0a1d-d1ab-400d8ffa7268

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 1, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SAVVY
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 28, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Dec 28, 2009
First registration: Mar 1, 2012
Dual registered: yes, broker-dealer
Other names: DAVID MICHAEL GOTTLIEB|DAVID M GOTTLIEB
IAPD individual key: 5739132

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Savvy	Independent wealth	Mar 11, 2024	n/a	yes	WEST ORANGE, NJ\|NEW YORK, NY	Current employment
PROSPERITY - AN EISNERAMPER COMPANY	Independent wealth	Feb 20, 2024	Mar 4, 2024	no	OWINGS MILLS, MD\|ISELIN, NJ	Previous registration
EISNERAMPER WEALTH MANAGEMENT & CORPORATE BENEFITS, LLC	Former SEC adviser	Jun 19, 2019	Feb 22, 2024	no	ISELIN, NJ	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 2, 2015	Apr 23, 2019	no	NEW YORK, NY	Previous registration
MORGAN STANLEY	Wirehouse	Mar 1, 2012	Jul 23, 2015	no	NEW YORK, NY\|New York, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PROSPERITY - AN EISNERAMPER COMPANY	Savvy	Mar 4, 2024	Mar 11, 2024	7	Firm change	RIA to RIA
EISNERAMPER WEALTH MANAGEMENT & CORPORATE BENEFITS, LLC	PROSPERITY - AN EISNERAMPER COMPANY	Feb 22, 2024	Feb 20, 2024	-2	Firm change	RIA to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	EISNERAMPER WEALTH MANAGEMENT & CORPORATE BENEFITS, LLC	Apr 23, 2019	Jun 19, 2019	57	Firm change	Ibd to RIA
MORGAN STANLEY	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 23, 2015	Jul 2, 2015	-21	Firm change	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
121863:133777:NJ:2024-02-22	Feb 22, 2024	Feb 20, 2024	ISELIN, NJ	Firm change

Relationships

Registered with (5)

→ SAVVYRegistered adviserregistration: current employment
Mar 11, 2024 to presentfactForm ADV
→ PROSPERITY - AN EISNERAMPER COMPANYRegistered adviserregistration: previous registration
Feb 20, 2024 to Mar 4, 2024factForm ADV
→ EISNERAMPER WEALTH MANAGEMENT & CORPORATE BENEFITS, LLCRegistered adviserregistration: previous registration
Jun 19, 2019 to Feb 22, 2024factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 2, 2015 to Apr 23, 2019factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 1, 2012 to Jul 23, 2015factForm ADV

Dated events

Occurred
Mar 4, 2024
Advisor changed firm
David Gottlieb left Prosperity - An Eisneramper Company for Savvy (registered 2024-03-11)
Form ADVobserved 6 days ago
Occurred
Feb 22, 2024
Advisor changed firm
David Gottlieb left Eisneramper Wealth Management & Corporate Benefits, Llc for Prosperity - An Eisneramper Company (registered 2024-02-20)
Form ADVobserved 6 days ago