J•••• P•••

Advisor at F••••••••• I••••••••• A••••••• L••

Bristol, RI | PHOENIX, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:670baef9-5b68-b3c0-d7d6-4560b52b2983

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 4, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••••• I••••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••••• I••••••••• A••••••• L••	Independent wealth	Jun 20, 2025	n/a	yes	PHOENIX, AZ\|Bristol, RI	Current employment
C••••••••• W•••••• L••	Independent wealth	Jul 9, 2024	Jun 17, 2025	no	OVERLAND PARK, KS\|Bristol, RI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• W•••••• L••	F••••••••• I••••••••• A••••••• L••	Jun 17, 2025	Jun 20, 2025	3	Firm change	RIA to RIA
M•••••• W••••• M••••••••• L••	C••••••••• W•••••• L••	Jul 10, 2024	Jul 9, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
281213:175083:RI:2025-06-17	Jun 17, 2025	Jun 20, 2025	BRISTOL, RI	Firm change

Relationships

Registered with (5)

→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jun 20, 2025 to presentfactForm ADV
→ C••••••••• W•••••• L••Registered adviserregistration: previous registration
Jul 9, 2024 to Jun 17, 2025factForm ADV
→ M•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 7, 2023 to Jul 10, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Jun 17, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 10, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:670baef9-5b68-b3c0-d7d6-4560b52b2983
First observed: Jan 4, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.