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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

Matthew Peter Smith

Advisor at SANTANDER SECURITIES

Boston, MA | Palmer, MA

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Search this name across graphsid dfx:ria:670da2ee-8d55-07a7-82b6-c81060507ae4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 15, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SANTANDER SECURITIES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 4, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: May 4, 1999
First registration: Apr 15, 2003
Dual registered: yes, broker-dealer
Other names: MATTHEW PETER SMITH
IAPD individual key: 3209342

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SANTANDER SECURITIES	Bd affiliated wealth	Jul 1, 2014	n/a	yes	Palmer, MA\|Boston, MA	Current employment
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Sep 17, 2009	Apr 11, 2014	no	SPRINGFIELD, MA\|BELCHERTOWN, MA\|SPRINGFIELD, MA\|EAST SPRINGFIELD, MA\|SPRINGFIELD, MA\|BELCHERTOWN, MA\|SPRINGFIELD, MA\|EAST LONGMEADOW, MA\|DEDHAM, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 27, 2008	Sep 21, 2009	no	BOSTON, MA\|STURBRIDGE, MA\|WORCESER, MA\|SOUTHBORO, MA\|WEBSTER, MA\|SOUTHBRIDGE, MA\|BELMONT SHORE, CA	Previous registration
IFMG SECURITIES, INC.	n/a	Jun 8, 2005	May 27, 2008	no	SUDBURY, MA\|SUDBURY, MA\|SOUTHBORO, MA\|WORCESTER, MA\|SOUTHBRIDGE, MA\|WEBSTER, MA\|BOSTON, MA\|STURBRIDGE, MA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 15, 2003	Jun 4, 2005	no	EAST HARTFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIZENS SECURITIES, INC.	SANTANDER SECURITIES	Apr 11, 2014	Jul 1, 2014	81	Firm change	Other
LPL FINANCIAL LLC	CITIZENS SECURITIES, INC.	Sep 21, 2009	Sep 17, 2009	-4	Firm change	Other
IFMG SECURITIES, INC.	LPL FINANCIAL LLC	May 27, 2008	May 27, 2008	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	IFMG SECURITIES, INC.	Jun 4, 2005	Jun 8, 2005	4	Firm change	Other

Relationships

Registered with (5)

→ SANTANDER SECURITIESRegistered adviserregistration: current employment
Jul 1, 2014 to presentfactForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Sep 17, 2009 to Apr 11, 2014factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 27, 2008 to Sep 21, 2009factForm ADV
→ IFMG SECURITIES, INC.Registered adviserregistration: previous registration
Jun 8, 2005 to May 27, 2008factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 15, 2003 to Jun 4, 2005factForm ADV

Dated events

No dated event names this entity yet.