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J•••• C••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

J•••• C••• G•••••

Advisor at U••••• A•••••• G••••

CINCINNATI, OH | Prosper, TX

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Search this name across graphsid dfx:ria:674f5e1d-2f41-64d9-4057-1eca3b5e943a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 22, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••• A•••••• G••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 20, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• A•••••• G••••	Independent wealth	Sep 10, 2026	n/a	yes	CINCINNATI, OH\|Prosper, TX	Current employment
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Independent wealth	Jan 7, 2019	Sep 10, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	U••••• A•••••• G••••	Sep 10, 2026	Sep 10, 2026	0	Firm change	RIA to RIA
S••••• S••••••••• I•••	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Dec 12, 2018

Relationships

Registered with (6)

→ U••••• A•••••• G••••Registered adviserregistration: current employment
Sep 10, 2026 to presentfactForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: previous registration
Jan 7, 2019 to Sep 10, 2026factForm ADV
→ S••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 10, 2018 to Dec 12, 2018factForm ADV
→ H•••••• S••••••••• I•••

Dated events

Occurred
Sep 10, 2026
A•••••• firm change
J•••• C••• G••••• left U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• for U••••• A•••••• G•••• (registered 2026-09-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:674f5e1d-2f41-64d9-4057-1eca3b5e943a
First observed: Jun 22, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.