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RIA / WealthAdvisorChartered Financial Consultant45 years in industry

Michael Alfred Morgan

Advisor at BROOKSTONE WEALTH ADVISORS, LLC

Bedford, TX | WHEATON, IL

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Search this name across graphsid dfx:ria:6755dade-5e3e-e2e3-6b8d-ffb67bee7220

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 10, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKSTONE WEALTH ADVISORS, LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S63
First exam: Jul 28, 1994
First registration: Aug 10, 2007
Dual registered: no
Other names: MIKE MORGAN|MICHAEL A MORGAN
IAPD individual key: 1152434

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKSTONE WEALTH ADVISORS, LLC	No RAUM reported	Jul 5, 2023	n/a	yes	WHEATON, IL\|Bedford, TX	Current employment
CORECAP ADVISORS	Bd affiliated wealth	Nov 26, 2019	Jun 29, 2023	no	Hurst, TX\|SOUTHFIELD, MI	Previous registration
TRIUMPH WEALTH ADVISORS, INC.	Former SEC adviser	Apr 8, 2015	Dec 17, 2019	no	Bedford, TX\|ACWORTH, GA	Previous registration
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Jul 7, 2011	Oct 7, 2014	no	LUBBOCK, TX\|Urbandale, IA\|LUBBOCK, TX	Previous registration
H. BECK, INC.	Former SEC adviser	May 23, 2008	Jul 28, 2011	no	Rockville, MD\|LUBBOCK, TX	Previous registration
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Aug 10, 2007	Aug 14, 2007	no	Urbandale, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CORECAP ADVISORS	BROOKSTONE WEALTH ADVISORS, LLC	Jun 29, 2023	Jul 5, 2023	6	Firm change	Other
TRIUMPH WEALTH ADVISORS, INC.	CORECAP ADVISORS	Dec 17, 2019	Nov 26, 2019	-21	Firm change	RIA to ibd
INTEGRITY ALLIANCE, LLC	TRIUMPH WEALTH ADVISORS, INC.	Oct 7, 2014	Apr 8, 2015	183	Firm change	Other
H. BECK, INC.	INTEGRITY ALLIANCE, LLC	Jul 28, 2011	Jul 7, 2011	-21	Firm change	Other
INTEGRITY ALLIANCE, LLC	H. BECK, INC.	Aug 14, 2007	May 23, 2008	283	Firm change	Other

Relationships

Registered with (5)

→ BROOKSTONE WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Jul 5, 2023 to presentfactForm ADV
→ CORECAP ADVISORSRegistered adviserregistration: previous registration
Nov 26, 2019 to Jun 29, 2023factForm ADV
→ TRIUMPH WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Apr 8, 2015 to Dec 17, 2019factForm ADV
→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: previous registration
Jul 7, 2011 to Oct 7, 2014factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
May 23, 2008 to Jul 28, 2011factForm ADV

Dated events

Occurred
Jun 29, 2023
Advisor changed firm
Michael Alfred Morgan left Corecap Advisors for Brookstone Wealth Advisors, Llc (registered 2023-07-05)
Form ADVobserved 5 days ago