DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Alfred Morgan
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Mike Morgan
At current firm
3 y
since Jul 5, 2023
In the industry
45 y
since Aug 1, 1981 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Brookstone Wealth Advisors, LLC no RAUM currentsince Jul 5, 2023 · Wheaton, Il
- Corecap Advisors BD affiliatedNov 26, 2019 to Jun 29, 2023 · Hurst, Tx
- Triumph Wealth Advisors, Inc. formerApr 8, 2015 to Dec 17, 2019 · Bedford, Tx
- Integrity Alliance, LLC BD affiliatedJul 7, 2011 to Oct 7, 2014 · Lubbock, Tx
- H. Beck, Inc. formerMay 23, 2008 to Jul 28, 2011 · Rockville, Md
- Integrity Alliance, LLC BD affiliatedAug 10, 2007 to Aug 14, 2007 · Urbandale, Ia
Moves
a registration end followed by a registration begin elsewhere
- Corecap Advisors to Brookstone Wealth Advisors, LLCleft Jun 29, 2023, registered Jul 5, 2023 (6 days) · Other
- Triumph Wealth Advisors, Inc. to Corecap Advisorsleft Dec 17, 2019, registered Nov 26, 2019 (-21 days) · RIA to affiliated broker-dealer or bank
- Integrity Alliance, LLC to Triumph Wealth Advisors, Inc.left Oct 7, 2014, registered Apr 8, 2015 (183 days) · Other
- H. Beck, Inc. to Integrity Alliance, LLCleft Jul 28, 2011, registered Jul 7, 2011 (-21 days) · Other
- Integrity Alliance, LLC to H. Beck, Inc.left Aug 14, 2007, registered May 23, 2008 (283 days) · Other
Signals
- Michael Alfred Morgan left Corecap Advisors for Brookstone Wealth Advisors, Llc (registered 2023-07-05)Jun 29, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address