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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

ALAN BARRY KRICHMAN

Advisor at TD PRIVATE CLIENT WEALTH LLC

Red Bank, NJ | Princeton, NJ

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Oct 31, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TD PRIVATE CLIENT WEALTH LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 26, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 4
Exams: S63|S65
First exam: Feb 26, 1987
First registration: Oct 31, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 1608713

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Apr 21, 2026	n/a	yes	Red Bank, NJ\|Princeton, NJ	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 9, 2021	Apr 23, 2026	no	WEST LONG BRANCH, NJ\|BRICK, NJ\|FREEHOLD, NJ\|MIDDLETOWN, NJ\|SPRING LAKE, NJ\|MARLBORO, NJ\|PARAMUS, NJ\|TOMS RIVER, NJ	Previous registration
M&T SECURITIES, INC.	n/a	May 18, 2017	Jun 9, 2021	no	SPRING LAKE, NJ\|Paramus, NJ\|MARLBORO, NJ\|Middletown, NJ\|Old Bridge, NJ\|BRICK, NJ\|FREEHOLD, NJ\|West Long Branch, NJ\|LAKEWOOD, NJ\|ABERDEEN, NJ\|Wilmington, DE\|Paramus, NJ\|BALTIMORE, MD	Previous registration
SANTANDER SECURITIES	Bd affiliated wealth	Dec 6, 2013	Jan 9, 2017	no	BRICK, NJ\|SHORT HILLS, NJ\|Lakewood, NJ\|TOMS RIVER, NJ\|Lakewood, NJ\|Long Branch, NJ\|TOMS RIVER, NJ\|TOMS RIVER, NJ\|BRICK, NJ\|VILLANOVA, PA\|CHERRY HILL, NJ	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Sep 11, 2012	Dec 2, 2013	no	MILLTOWN, NJ\|MONROE, NJ\|LINDEN, NJ\|RAHWAY, NJ\|EAST BRUNSWICK, NJ\|UNION, NJ\|WOODBRIDGE, NJ\|WESTFIELD, NJ	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Sep 21, 2011	Sep 6, 2012	no	FLORHAM PARK, NJ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2009	Apr 14, 2011	no	HAWORTH, NJ\|PARAMUS, NJ\|FAIRVIEW, NJ\|NEW MILFORD, NJ\|EMERSON, NJ\|GLEN ROCK, NJ	Previous registration
WAMU INVESTMENTS, INC.	n/a	Apr 23, 2008	May 2, 2009	no	PARAMUS, NJ\|HAWORTH, NJ\|RIDGEWOOD, NJ\|EMERSON, NJ\|NEW MILFORD, NJ\|FAIRVIEW, NJ\|GLEN ROCK, NJ	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Jun 2, 2006	Apr 15, 2008	no	FRANKLIN LAKES, NJ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 2, 2005	Oct 4, 2005	no	NEW YORK, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 31, 2003	Jun 21, 2004	no	HACKENSACK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	TD PRIVATE CLIENT WEALTH LLC	Apr 23, 2026	Apr 21, 2026	-2	Firm change	Ibd to ibd
M&T SECURITIES, INC.	LPL FINANCIAL LLC	Jun 9, 2021	Jun 9, 2021	0	Bulk transfer	Other
SANTANDER SECURITIES	M&T SECURITIES, INC.	Jan 9, 2017	May 18, 2017	129	Firm change	Other
INVEST FINANCIAL CORPORATION	SANTANDER SECURITIES	Dec 2, 2013	Dec 6, 2013	4	Firm change	Other
CETERA ADVISOR NETWORKS LLC	INVEST FINANCIAL CORPORATION	Sep 6, 2012	Sep 11, 2012	5	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	CETERA ADVISOR NETWORKS LLC	Apr 14, 2011	Sep 21, 2011	160	Firm change	Other
WAMU INVESTMENTS, INC.	CHASE INVESTMENT SERVICES CORP.	May 2, 2009	May 2, 2009	0	Bulk transfer	Other
CETERA INVESTMENT SERVICES LLC	WAMU INVESTMENTS, INC.	Apr 15, 2008	Apr 23, 2008	8	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	CETERA INVESTMENT SERVICES LLC	Oct 4, 2005	Jun 2, 2006	241	Firm change	Other
WELLS FARGO ADVISORS	CHASE INVESTMENT SERVICES CORP.	Jun 21, 2004	May 2, 2005	315	Firm change	Other

Relationships

Registered with (10)

→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: current employment
Apr 21, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 9, 2021 to Apr 23, 2026factForm ADV
→ M&T SECURITIES, INC.Registered adviserregistration: previous registration
May 18, 2017 to Jun 9, 2021factForm ADV
→ SANTANDER SECURITIESRegistered adviserregistration: previous registration
Dec 6, 2013 to Jan 9, 2017factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Sep 11, 2012 to Dec 2, 2013factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Sep 21, 2011 to Sep 6, 2012factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 2, 2009 to Apr 14, 2011factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Apr 23, 2008 to May 2, 2009factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jun 2, 2006 to Apr 15, 2008factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 31, 2003 to Jun 21, 2004factForm ADV

Dated events

Occurred
Apr 23, 2026
Advisor changed firm
Alan Barry Krichman left Lpl Financial Llc for Td Private Client Wealth Llc (registered 2026-04-21)
Form ADVobserved 5 days ago