RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• B•••• K•••••••
- T• P•••••• C••••• W••••• L•• BD affiliated currentsince Apr 21, 2026 · Red Bank, Nj
- L•• F•••••••• L•• BD affiliatedJun 9, 2021 to Apr 23, 2026 · West Long Branch, Nj
- M•• S••••••••• I••• unclassifiedMay 18, 2017 to Jun 9, 2021 · Spring Lake, Nj
- S•••••••• S••••••••• BD affiliatedDec 6, 2013 to Jan 9, 2017 · Brick, Nj
- I••••• F•••••••• C••••••••• formerSep 11, 2012 to Dec 2, 2013 · Milltown, Nj
- C••••• A•••••• N••••••• L•• formerSep 21, 2011 to Sep 6, 2012 · Florham Park, Nj
- C•••• I••••••••• S••••••• C•••• formerMay 2, 2009 to Apr 14, 2011 · Haworth, Nj
- W••• I••••••••• I••• unclassifiedApr 23, 2008 to May 2, 2009 · Paramus, Nj
- C••••• I••••••••• S••••••• L•• formerJun 2, 2006 to Apr 15, 2008 · Franklin Lakes, Nj
- C•••• I••••••••• S••••••• C•••• formerMay 2, 2005 to Oct 4, 2005 · New York, Ny
- W•••• F•••• A••••••• wirehouseOct 31, 2003 to Jun 21, 2004 · Hackensack, Nj
- L•• F•••••••• L•• to T• P•••••• C••••• W••••• L••left Apr 23, 2026, registered Apr 21, 2026 (-2 days) · Affiliated broker-dealer or bank to another
- M•• S••••••••• I••• to L•• F•••••••• L••left Jun 9, 2021, registered Jun 9, 2021 (0 days) · corporate re-registration, not a move
- S•••••••• S••••••••• to M•• S••••••••• I•••left Jan 9, 2017, registered May 18, 2017 (129 days) · Other
- I••••• F•••••••• C••••••••• to S•••••••• S•••••••••left Dec 2, 2013, registered Dec 6, 2013 (4 days) · Other
- C••••• A•••••• N••••••• L•• to I••••• F•••••••• C•••••••••left Sep 6, 2012, registered Sep 11, 2012 (5 days) · Other
- C•••• I••••••••• S••••••• C•••• to C••••• A•••••• N••••••• L••left Apr 14, 2011, registered Sep 21, 2011 (160 days) · Other
- W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
- C••••• I••••••••• S••••••• L•• to W••• I••••••••• I•••left Apr 15, 2008, registered Apr 23, 2008 (8 days) · Other
- C•••• I••••••••• S••••••• C•••• to C••••• I••••••••• S••••••• L••left Oct 4, 2005, registered Jun 2, 2006 (241 days) · Other
- W•••• F•••• A••••••• to C•••• I••••••••• S••••••• C••••left Jun 21, 2004, registered May 2, 2005 (315 days) · Other
- A••• B•••• K••••••• left L•• F•••••••• L•• for T• P•••••• C••••• W••••• L•• (registered 2026-04-21)Apr 23, 2026 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address