DFX Intelligence
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Reading the graph
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Advisor at G•••• V••••• A•••••• G••••• L••
BERWYN, PA | BRAINTREE, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•••• V••••• A•••••• G••••• L•• | Independent wealth | Aug 13, 2021 | n/a | yes | BERWYN, PA|BRAINTREE, MA | Current employment |
| U••• F•••••••• A••••••• | Former SEC adviser | Oct 19, 2015 | Jun 3, 2021 | no | WILMINGTON, DE |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U••• F•••••••• A••••••• | G•••• V••••• A•••••• G••••• L•• | Jun 3, 2021 | Aug 13, 2021 | 71 | Firm change | RIA to RIA |
| C••••••• S••••••••• I••• | U••• F•••••••• A••••••• | Oct 16, 2015 | Oct 19, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 108763:123913:DE:2021-06-03 | Jun 3, 2021 | Aug 13, 2021 | WILMINGTON, DE | Firm change |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Jan 24, 2007 | Oct 16, 2015 | no | EAST WAREHAM, MA|NORTH ATTLEBORO, MA|NORTH EASTON, MA|PLYMOUTH, MA|NORTH EASTON, MA|PLYMOUTH, MA|MIDDLEBORO, MA|PEMBROKE, MA|PLYMOUTH, MA|KINGSTON, MA|PLYMOUTH, MA|KINGSTON, MA|MARSHFIELD, MA|BRIDGEWATER, MA|MARSHFIELD, MA|PEMBROKE, MA|HALIFAX, MA|KINGSTON, MA|WHITMAN, MA|PLYMOUTH, MA|PLYMOUTH, MA | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Oct 20, 2004 | Jan 30, 2007 | no | SCITUATE, MA|MARSHFIELD, MA|MARSHFIELD, MA|HYANNIS, MA|HINGHAM, MA | Previous registration |
| Q•••• • R•••••• I••• | n/a | Jul 31, 2003 | Oct 20, 2004 | no | COHASSET, MA | Previous registration |
| 3 |
| Firm change |
| Other |
| B••• O• A•••••• I••••••••• S•••••••• I••• | C••••••• S••••••••• I••• | Jan 30, 2007 | Jan 24, 2007 | -6 | Firm change | Other |
| Q•••• • R•••••• I••• | B••• O• A•••••• I••••••••• S•••••••• I••• | Oct 20, 2004 | Oct 20, 2004 | 0 | Bulk transfer | Other |