DFX Intelligence

D••• E••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

D••• E••••• C•••••••

Advisor at T•••• W••••• A•••••••

Vancouver, WA | MATTHEWS, NC

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Search this name across graphsid dfx:ria:687362e1-a857-a365-8569-162d1175e694

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 27, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••• W••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 12, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••• W••••• A•••••••	State registered	Mar 23, 2026	n/a	yes	Vancouver, WA\|MATTHEWS, NC	Current employment
T•••• W•••••	Independent wealth	Jan 24, 2025	Aug 13, 2026	no	Vancouver, WA\|HIGH POINT, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• W•••••	T•••• W••••• A•••••••	Aug 13, 2026	Mar 23, 2026	-143	Firm change after gap	RIA to state RIA
A•••••• W••••• M••••••••• L••	T•••• W•••••	Dec 19, 2024	Jan 24, 2025

Relationships

Registered with (6)

→ T•••• W••••• A•••••••Registered adviserregistration: current employment
Mar 23, 2026 to presentfactForm ADV
→ T•••• W•••••Registered adviserregistration: previous registration
Jan 24, 2025 to Aug 13, 2026factForm ADV
→ A•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 11, 2019 to Dec 19, 2024factForm ADV
→ M•••••• F•••••••• • C•••

Dated events

Occurred
Aug 13, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:687362e1-a857-a365-8569-162d1175e694
First observed: Sep 27, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.