RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••• E••••• C•••••••
- T•••• W••••• A••••••• state registered currentsince Mar 23, 2026 · Vancouver, Wa
- T•••• W••••• independent RIAJan 24, 2025 to Aug 13, 2026 · Vancouver, Wa
- A•••••• W••••• M••••••••• L•• independent RIAJul 11, 2019 to Dec 19, 2024 · Sherwood, Or
- M•••••• F•••••••• • C••• independent RIADec 21, 2018 to Jun 3, 2019 · Sherwood, Or
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 5, 2013 to Sep 8, 2014 · Minneapolis, Mn
- A••••••••• L••• otherSep 27, 2010 to Apr 23, 2013 · Minneapolis, Mn
- T•••• W••••• to T•••• W••••• A•••••••left Aug 13, 2026, registered Mar 23, 2026 (-143 days) · RIA to a state-registered adviser
- A•••••• W••••• M••••••••• L•• to T•••• W•••••left Dec 19, 2024, registered Jan 24, 2025 (36 days) · RIA to RIA
- M•••••• F•••••••• • C••• to A•••••• W••••• M••••••••• L••left Jun 3, 2019, registered Jul 11, 2019 (38 days) · RIA to RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•••••• F•••••••• • C•••left Sep 8, 2014, registered Dec 21, 2018 (1565 days) · Wirehouse to independent RIA
- A••••••••• L••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 23, 2013, registered Sep 5, 2013 (135 days) · Other
- D••• E••••• C••••••• left T•••• W••••• for T•••• W••••• A••••••• (registered 2026-03-23)Aug 13, 2026 · Advisor changed firm · fact
- D••• E••••• C••••••• left A•••••• W••••• M••••••••• L•• for T•••• W••••• (registered 2025-01-24)Dec 19, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address