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RIA / WealthAdvisorCertified Financial Planner15 years in industry

TRAVIS MASAICHI TAZAWA

Advisor at FISCAL WISDOM WEALTH MANAGEMENT LLC

CANTON, CT | Hilo, HI

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Search this name across graphsid dfx:ria:689f2c74-64a7-29fa-e5d2-2753e4a81c64

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 26, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FISCAL WISDOM WEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 15, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Mar 15, 2011
First registration: May 26, 2017
Dual registered: no
Other names: TRAV TAZAWA
IAPD individual key: 5867568

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FISCAL WISDOM WEALTH MANAGEMENT LLC	Independent wealth	Sep 8, 2026	n/a	yes	CANTON, CT\|Hilo, HI	Current employment
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Mar 22, 2018	Feb 1, 2022	no	Hilo, HI\|HONOLULU, HI	Previous registration
CLARAPHI ADVISORY NETWORK, LLC	Independent wealth	Aug 22, 2017	Mar 22, 2018	no	Hilo, HI\|ALISO VIEJO, CA	Previous registration
CREATIVEONE WEALTH, LLC	Independent wealth	May 26, 2017	Sep 28, 2017	no	HILO, HI\|OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AE WEALTH MANAGEMENT, LLC	FISCAL WISDOM WEALTH MANAGEMENT LLC	Feb 1, 2022	Sep 8, 2026	1,680	Firm change after gap	Ibd to RIA
CLARAPHI ADVISORY NETWORK, LLC	AE WEALTH MANAGEMENT, LLC	Mar 22, 2018	Mar 22, 2018	0	Firm change	Other
CREATIVEONE WEALTH, LLC	CLARAPHI ADVISORY NETWORK, LLC	Sep 28, 2017	Aug 22, 2017	-37	Firm change after gap	Other

Relationships

Registered with (4)

→ FISCAL WISDOM WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Sep 8, 2026 to presentfactForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 22, 2018 to Feb 1, 2022factForm ADV
→ CLARAPHI ADVISORY NETWORK, LLCRegistered adviserregistration: previous registration
Aug 22, 2017 to Mar 22, 2018factForm ADV
→ CREATIVEONE WEALTH, LLCRegistered adviserregistration: previous registration
May 26, 2017 to Sep 28, 2017factForm ADV

Dated events

Occurred
Feb 1, 2022
Advisor changed firm
Travis Masaichi Tazawa left Ae Wealth Management, Llc for Fiscal Wisdom Wealth Management Llc (registered 2026-09-08)
Form ADVobserved 4 days ago