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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

MICHAEL BRIAN MILLS

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Richmond, VA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 10, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 7, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Mar 7, 2003
First registration: Jul 10, 2008
Dual registered: yes, broker-dealer
Other names: MICHAEL BRIAN MILLS|MICHAEL MILLS|MIKE MILLS
IAPD individual key: 4615851

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 4, 2016	n/a	yes	Richmond, VA	Current employment
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	Former SEC adviser	Oct 12, 2011	Sep 16, 2016	no	BOSTON, MA	Previous registration
AMERICAN CENTURY ADVISORY SERVICES, INC.	Former SEC adviser	Aug 26, 2010	Oct 20, 2011	no	GLEN ALLEN, VA	Previous registration
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC	Former SEC adviser	Jan 5, 2010	Aug 16, 2010	no	PHILADELPHIA, PA	Previous registration
LINCOLN FINANCIAL DISTRIBUTORS, INC.	n/a	Jul 10, 2008	Dec 31, 2009	no	GLEN ALLEN, VA\|PITTSFORD, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Sep 16, 2016	Oct 4, 2016	18	Firm change	Other
AMERICAN CENTURY ADVISORY SERVICES, INC.	AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	Oct 20, 2011	Oct 12, 2011	-8	Firm change	Other
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC	AMERICAN CENTURY ADVISORY SERVICES, INC.	Aug 16, 2010	Aug 26, 2010	10	Firm change	Other
LINCOLN FINANCIAL DISTRIBUTORS, INC.	DELAWARE CAPITAL MANAGEMENT ADVISERS, INC	Dec 31, 2009	Jan 5, 2010	5	Firm change	Other

Relationships

Registered with (5)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Oct 4, 2016 to presentfactForm ADV
→ AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 12, 2011 to Sep 16, 2016factForm ADV
→ AMERICAN CENTURY ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Aug 26, 2010 to Oct 20, 2011factForm ADV
→ DELAWARE CAPITAL MANAGEMENT ADVISERS, INCRegistered adviserregistration: previous registration
Jan 5, 2010 to Aug 16, 2010factForm ADV
→ LINCOLN FINANCIAL DISTRIBUTORS, INC.Registered adviserregistration: previous registration
Jul 10, 2008 to Dec 31, 2009factForm ADV

Dated events

No dated event names this entity yet.