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M•••••• J••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

M•••••• J••••• O•••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Coral Gables, FL | Fort Lauderdale, FL

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Search this name across graphsid dfx:ria:692db7cf-df1e-6cb5-18b6-5d55daac861a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Nov 15, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 4, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Apr 17, 2026	n/a	yes	Fort Lauderdale, FL\|Coral Gables, FL	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Jan 6, 2025	Jan 15, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	A••••••••• F•••••••• S•••••••• L••	Jan 15, 2026	Apr 17, 2026	92	Firm change	Ibd to ibd
J••••• M••••••••• S•••• L••	S•••••• N••••••• • C••••••• I•••••••••	Dec 8, 2023

Relationships

Registered with (9)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 26, 2007 to Oct 24, 2007factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Jan 6, 2025 to Jan 15, 2026factForm ADV
→ J••••• M••••••••• S•••• L••Registered adviserregistration: previous registration
Dec 9, 2015 to Dec 8, 2023factForm ADV
→ A••••••• F•••••••• A•••••••• I•••

Dated events

Occurred
Jan 15, 2026
Advisor changed firm
M•••••• J••••• O••••• left S•••••• N••••••• • C••••••• I••••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-04-17)
Form ADVobserved 7 days ago
Occurred
Dec 8, 2023
Advisor changed firm
M•••••• J••••• O••••• left J••••• M••••••••• S•••• L•• for S•••••• N••••••• • C••••••• I••••••••• (registered 2025-01-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:692db7cf-df1e-6cb5-18b6-5d55daac861a
First observed: Nov 15, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.