DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Joseph O'Mara
Feed of 09/15/2026
Also filed as Michael Joseph O'Mara
At current firm
0 y
since Apr 17, 2026
In the industry
31 y
since Jan 4, 1995 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Apr 17, 2026 · Fort Lauderdale, Fl
- Stifel, Nicolaus & Company, Incorporated national BDJan 6, 2025 to Jan 15, 2026 · Boca Raton, Fl
- Janney Montgomery Scott LLC BD affiliatedDec 9, 2015 to Dec 8, 2023 · Ft. Lauderdale, Fl
- Avellino Financial Advisors, Inc. formerSep 25, 2013 to Apr 2, 2015 · Hillside, Il
- Great Point Advisors LLC unclassifiedAug 7, 2012 to Oct 14, 2013 · Chicago, Il
- Brokersxpress LLC formerAug 10, 2010 to Sep 6, 2012 · Chicago, Il
- Jesup & Lamont Securities Corp unclassifiedNov 20, 2008 to Jul 8, 2010 · Chicago, Il
- Interocean Wealth Management LLC unclassifiedOct 18, 2007 to Sep 18, 2008 · Chicago, Il
- Ameriprise Financial Services, LLC national BDApr 26, 2007 to Oct 24, 2007 · Chicago, Il
- A. G. Edwards & Sons, Inc. unclassifiedNov 15, 2002 to May 22, 2007 · Ft. Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- Stifel, Nicolaus & Company, Incorporated to Ameriprise Financial Services, LLCleft Jan 15, 2026, registered Apr 17, 2026 (92 days) · Affiliated broker-dealer or bank to another
- Janney Montgomery Scott LLC to Stifel, Nicolaus & Company, Incorporatedleft Dec 8, 2023, registered Jan 6, 2025 (395 days) · Affiliated broker-dealer or bank to another
- Avellino Financial Advisors, Inc. to Janney Montgomery Scott LLCleft Apr 2, 2015, registered Dec 9, 2015 (251 days) · Other
- Great Point Advisors LLC to Avellino Financial Advisors, Inc.left Oct 14, 2013, registered Sep 25, 2013 (-19 days) · Other
- Brokersxpress LLC to Great Point Advisors LLCleft Sep 6, 2012, registered Aug 7, 2012 (-30 days) · Other
- Jesup & Lamont Securities Corp to Brokersxpress LLCleft Jul 8, 2010, registered Aug 10, 2010 (33 days) · Other
- Interocean Wealth Management LLC to Jesup & Lamont Securities Corpleft Sep 18, 2008, registered Nov 20, 2008 (63 days) · Other
- Ameriprise Financial Services, LLC to Interocean Wealth Management LLCleft Oct 24, 2007, registered Oct 18, 2007 (-6 days) · Other
- A. G. Edwards & Sons, Inc. to Ameriprise Financial Services, LLCleft May 22, 2007, registered Apr 26, 2007 (-26 days) · Other
Signals
- Michael Joseph O'Mara left Stifel, Nicolaus & Company, Incorporated for Ameriprise Financial Services, Llc (registered 2026-04-17)Jan 15, 2026 · Advisor changed firm · fact
- Michael Joseph O'Mara left Janney Montgomery Scott Llc for Stifel, Nicolaus & Company, Incorporated (registered 2025-01-06)Dec 8, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address