DFX Intelligence

J•••••• N•••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

J•••••• N•••••• T•••••••

Advisor at A••••• A•• P••••••• S•••••••

Waban, MA | Waltham, MA

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Search this name across graphsid dfx:ria:69538c69-4a99-71d5-9281-3be3b2c655e4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 6, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 9, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Jan 23, 2024	n/a	yes	Waltham, MA\|Waban, MA	Current employment
A•••• M••••••••• R••••••••• L••	Former SEC adviser	Mar 8, 2021	Nov 15, 2023	no	HYANNIS, MA\|WABAN, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• M••••••••• R••••••••• L••	A••••• A•• P••••••• S•••••••	Nov 15, 2023	Jan 23, 2024	69	Firm change	RIA to ibd
L••• S••••• A•••••••• L••	A•••• M••••••••• R••••••••• L••	Jan 11, 2021	Mar 8, 2021

Relationships

Registered with (6)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: current employment
Jan 23, 2024 to presentfactForm ADV
→ A•••• M••••••••• R••••••••• L••Registered adviserregistration: previous registration
Mar 8, 2021 to Nov 15, 2023factForm ADV
→ L••• S••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 12, 2019 to Jan 11, 2021factForm ADV
→ C•••••• A•••••••

Dated events

Occurred
Nov 15, 2023
Advisor changed firm
J•••••• N•••••• T••••••• left A•••• M••••••••• R••••••••• L•• for A••••• A•• P••••••• S••••••• (registered 2024-01-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:69538c69-4a99-71d5-9281-3be3b2c655e4
First observed: Jun 6, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.