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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

ARASH ADAM KADIVAR

Advisor at HIGHPOINT PLANNING PARTNERS

Naperville, IL | DOWNERS GROVE, IL

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Search this name across graphsid dfx:ria:6954f6a4-7fe0-95af-d677-6c591f4c6e0a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Aug 27, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HIGHPOINT PLANNING PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 19, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63|S65
First exam: Sep 19, 2008
First registration: Aug 27, 2012
Dual registered: yes, broker-dealer
Other names: ADAM ARASH KADIVAR|ADAM KADIVAR
IAPD individual key: 4852856

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HIGHPOINT PLANNING PARTNERS	Independent wealth	Dec 8, 2021	n/a	yes	DOWNERS GROVE, IL\|Naperville, IL	Current employment
HIGHPOINT ADVISOR GROUP, LLC	Former SEC adviser	Oct 28, 2019	Dec 31, 2021	no	Naperville, IL\|DOWNERS GROVE, IL	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Apr 20, 2018	Jun 29, 2018	no	Denver, CO	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Apr 20, 2018	Jun 29, 2018	no	Denver, CO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 6, 2017	Oct 4, 2017	no	Lone Tree, CO	Previous registration
BEAUMONT FINANCIAL PARTNERS LLC	Former SEC adviser	Aug 21, 2014	Nov 15, 2016	no	DENVER, CO\|NEEDHAM, MA	Previous registration
BEAUMONT FINANCIAL PARTNERS LLC	Former SEC adviser	Nov 21, 2013	Dec 31, 2013	no	NEEDHAM, MA	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Aug 27, 2012	Oct 4, 2013	no	ARLINGTON, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HIGHPOINT ADVISOR GROUP, LLC	HIGHPOINT PLANNING PARTNERS	Dec 31, 2021	Dec 8, 2021	-23	Bulk transfer	RIA to new firm
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jun 29, 2018	Apr 20, 2018	-70	Bulk transfer	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jun 29, 2018	Apr 20, 2018	-70	Channel change	Other
CHARLES SCHWAB & CO., INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 4, 2017	Apr 20, 2018	198	Firm change	Ibd to RIA
BEAUMONT FINANCIAL PARTNERS LLC	CHARLES SCHWAB & CO., INC.	Nov 15, 2016	Mar 6, 2017	111	Firm change	Other
E*TRADE CAPITAL MANAGEMENT, LLC	BEAUMONT FINANCIAL PARTNERS LLC	Oct 4, 2013	Nov 21, 2013	48	Firm change	Other

Relationships

Registered with (7)

→ HIGHPOINT PLANNING PARTNERSRegistered adviserregistration: current employment
Dec 8, 2021 to presentfactForm ADV
→ HIGHPOINT ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
Oct 28, 2019 to Dec 31, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 20, 2018 to Jun 29, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Apr 20, 2018 to Jun 29, 2018factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Mar 6, 2017 to Oct 4, 2017factForm ADV
→ BEAUMONT FINANCIAL PARTNERS LLCRegistered adviserregistration: previous registration
Aug 21, 2014 to Nov 15, 2016factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 27, 2012 to Oct 4, 2013factForm ADV

Dated events

No dated event names this entity yet.