DFX Intelligence

C••••••••• A••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

C••••••••• A••• L••••

Advisor at C•••••• A•••••••

MARLTON, NJ | Spring Lake Heights, NJ

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Search this name across graphsid dfx:ria:6998251f-7aa9-be31-1b0e-f2b455e6520f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Aug 15, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 14, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• I•••••••••	Independent wealth	Mar 8, 2022	n/a	yes	MARLTON, NJ\|Spring Lake Heights, NJ	Current employment
C•••••• A•••••••	Bd affiliated wealth	Mar 7, 2022	n/a	yes	MARLTON, NJ	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••	C•••••• A•••••••	Feb 4, 2022	Mar 7, 2022	31	Firm change	Ibd to ibd
C•••••• A•••••••	M•••••• W••••• A•••••••	Jan 10, 2019	Jul 22, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
162200:171018:NJ:2019-01-10	Jan 10, 2019	Jul 22, 2014	MANASQUYAN, NJ	Firm change after gap
519:162200:NJ:2019-01-10	Jan 10, 2019	Jun 4, 2012	MANASQUAN, NJ	Firm change after gap
171018:140195:KS:2018-12-31	Dec 31, 2018	Nov 15, 2016	OVERLAND PARK, KS	Firm change after gap

Relationships

Registered with (6)

→ L•••••• I•••••••••Registered adviserregistration: previous registration
Jun 1, 2012 to Jan 10, 2019factForm ADV
→ C•••••• A•••••••Registered adviserregistration: previous registration
Jun 4, 2012 to Jan 10, 2019factForm ADV
→ M••••••Registered adviserregistration: previous registration
Nov 15, 2016 to Feb 4, 2022factForm ADV
→ M•••••• W••••• A•••••••

Dated events

Occurred
Feb 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6998251f-7aa9-be31-1b0e-f2b455e6520f
First observed: Aug 15, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.