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Advisor at INFINITY FINANCIAL SERVICES ADVISORY
OAKLAND, CA | Lees Summit, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INFINITY FINANCIAL SERVICES ADVISORY | Independent wealth | Apr 16, 2020 | n/a | yes | OAKLAND, CA|Lees Summit, MO | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 16, 2013 | Mar 21, 2017 | no | LEE'S SUMMIT, MO|SAN DIEGO, CA|LEES SUMMIT, MO | Previous registration |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Former SEC adviser | Apr 19, 2011 | Aug 27, 2013 | no | OVERLAND PARK, KS|KANSAS CITY, MO|LIBERTY, MO|GLADSTONE, MO|KANSAS CITY, MO|SHAWNEE, KS|MISSION, KS|LEES'S SUMMIT, MO|LEES'S SUMMIT, MO|LEE'S SUMMIT, MO|LEE'S SUMMIT, MO|LEE'S SUMMIT, MO|LEE'S SUMMIT, MO|BLUE SPRINGS, MO|SALT LAKE CITY, UT|INDEPENDENCE, MO|LEE'S SUMMIT, MO|LEAWOOD, KS|OVERLAND PARK, KS|OTTAWA, KS|BELTON, MO | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Dec 1, 2009 | Apr 18, 2011 | no | Blue Springs, MO|BLUE SPRINGS, MO|INDEPENDENCE, MO|WARRENSBURG, MO|Independence, MO|Lees Summit, MO|Kansas City, MO|Warrensburg, MO|INDEPENDENCE, MO | Previous registration |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Former SEC adviser | Sep 18, 2006 | Nov 19, 2009 | no | BLUE SPRINGS, MO|INDEPENDENCE, MO|LEE'S SUMMIT, MO|LEE'S SUMMIT, MO|BELTON, MO|LEE'S SUMMIT, MO|OTTAWA, KS|LEES'S SUMMIT, MO|LEE'S SUMMIT, MO|LEAWOOD, KS | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Jul 27, 2005 | Aug 12, 2006 | no | LEE'S SUMMIT, MO|LEES SUMMIT, MO|LEES'S SUMMIT, MO | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 6, 2005 | Jul 8, 2005 | no | CHICAGO, IL | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Mar 31, 2005 | Jul 6, 2005 | no | INDIANAPOLIS, IN | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 10, 2003 | Jun 12, 2003 | no | LEAWOOD, KS | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 11, 2002 | Jan 29, 2003 | no | OVERLAND PARK, KS | Previous registration |