DFX Intelligence

K•••••• W••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

K•••••• W••••• H••••••

Advisor at V•••••• A•••••••• I•••

Memphis, TN

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Search this name across graphsid dfx:ria:6a0628a4-79d3-32a4-6528-3b9980a889b8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••• A•••••••• I•••	Bd affiliated wealth	Feb 9, 2026	n/a	yes	Memphis, TN	Current employment
C•••••• A•••••••	Bd affiliated wealth	Dec 5, 2012	Feb 10, 2026	no	MEMPHIS, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A•••••••	V•••••• A•••••••• I•••	Feb 10, 2026	Feb 9, 2026	-1	Firm change	Ibd to ibd
L•••••• I•••••••••	C•••••• A•••••••	Feb 10, 2026	Dec 5, 2012

Relationships

Registered with (4)

→ V•••••• A•••••••• I•••Registered adviserregistration: current employment
Feb 9, 2026 to presentfactForm ADV
→ C•••••• A•••••••Registered adviserregistration: previous registration
Dec 5, 2012 to Feb 10, 2026factForm ADV
→ L•••••• I•••••••••Registered adviserregistration: previous registration
Jun 1, 2012 to Feb 10, 2026factForm ADV
→ C••••••••• A•••••••• I••

Dated events

Occurred
Feb 10, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 10, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a0628a4-79d3-32a4-6528-3b9980a889b8
First observed: Mar 26, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.