DFX Intelligence

M•••••• J••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

M•••••• J••••• H••••

Advisor at M••••••

Dedam, MA | Newport Beach, CA

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Search this name across graphsid dfx:ria:6a222cd7-d93c-6236-1984-f0d0d0facd16

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 22, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 19, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Jul 9, 2021	n/a	yes	Dedam, MA\|Newport Beach, CA	Current employment
E•••••• F•••••••• E••••••	Independent wealth	Nov 1, 2018	Aug 6, 2021	no	COSTA MESA, CA\|WARWICK, RI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• F•••••••• E••••••	M••••••	Aug 6, 2021	Jul 9, 2021	-28	Firm change	RIA to ibd
E•••••• F•••••••• S•••••••• L••	E•••••• F•••••••• E••••••	Nov 1, 2018	Nov 1, 2018

Relationships

Registered with (5)

→ M••••••Registered adviserregistration: current employment
Jul 9, 2021 to presentfactForm ADV
→ E•••••• F•••••••• E••••••Registered adviserregistration: previous registration
Nov 1, 2018 to Aug 6, 2021factForm ADV
→ E•••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 3, 2016 to Nov 1, 2018factForm ADV
→ G••••• • C••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6a222cd7-d93c-6236-1984-f0d0d0facd16
First observed: Jun 22, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.