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Advisor at PRIME CAPITAL FINANCIAL
OVERLAND PARK, KS | Hammond, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIME CAPITAL FINANCIAL | Mixed wealth | Jul 5, 2022 | n/a | yes | Hammond, LA|OVERLAND PARK, KS | Current employment |
| BURNS ESTATE PLANNING & WEALTH ADVISORS | Former SEC adviser | Sep 25, 2019 | Jul 26, 2022 | no | HAMMOND, LA | Previous registration |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Jul 5, 2016 | Sep 26, 2019 | no | Hammond, LA|Hattiesburg, MS | Previous registration |
| MORGAN STANLEY | Wirehouse | Apr 6, 2010 | Jul 29, 2016 | no | Baton Rouge, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BURNS ESTATE PLANNING & WEALTH ADVISORS | PRIME CAPITAL FINANCIAL | Jul 26, 2022 | Jul 5, 2022 | -21 | Firm change | RIA to RIA |
| AE WEALTH MANAGEMENT, LLC | BURNS ESTATE PLANNING & WEALTH ADVISORS | Sep 26, 2019 | Sep 25, 2019 | -1 | Firm change | RIA to new firm |
| MORGAN STANLEY | AE WEALTH MANAGEMENT, LLC | Jul 29, 2016 | Jul 5, 2016 | -24 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 305233:288712:LA:2022-07-26 | Jul 26, 2022 | Jul 5, 2022 | HAMMOND, LA | Firm change |
| 282580:305233:MS:2019-09-26 | Sep 26, 2019 | Sep 25, 2019 | HATTIESBURG, MS | Firm change |