RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• P••• M••••• C••••••
- P•••• C•••••• F•••••••• mixed wealth currentsince Jul 5, 2022 · Hammond, La
- B•••• E••••• P••••••• • W••••• A••••••• formerSep 25, 2019 to Jul 26, 2022 · Hammond, La
- A• W••••• M••••••••• L•• BD affiliatedJul 5, 2016 to Sep 26, 2019 · Hammond, La
- M••••• S•••••• wirehouseApr 6, 2010 to Jul 29, 2016 · Baton Rouge, La
- B•••• E••••• P••••••• • W••••• A••••••• to P•••• C•••••• F••••••••left Jul 26, 2022, registered Jul 5, 2022 (-21 days) · RIA to RIA · moved with a team
- A• W••••• M••••••••• L•• to B•••• E••••• P••••••• • W••••• A•••••••left Sep 26, 2019, registered Sep 25, 2019 (-1 days) · RIA to a newly registered adviser · moved with a team
- M••••• S•••••• to A• W••••• M••••••••• L••left Jul 29, 2016, registered Jul 5, 2016 (-24 days) · Other
- C•••••••• P••• M••••• C•••••• left B•••• E••••• P••••••• • W••••• A••••••• for P•••• C•••••• F•••••••• (registered 2022-07-05)Jul 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address