DFX Intelligence

RIA Intelligence

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SEC-registered adviser

H••••••••• R••••••••• A•••••••• I•••

No RAUM reportedHouston, TexasCRD 128561SEC 801-62750website IAPD

Latest filing Aug 26, 2026

First filing on the tape Mar 22, 2012 · 26 filings

SEC status approved since Feb 6, 2004

RAUM

reported, Item 5.F

Discretionary

n/a

of RAUM

Private clients

n/a

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

26 filings and snapshots on the tape

RAUM$0 as of Aug 26, 2026

Jan 30, 2025$0 then

HNW client RAUM: no history

State-registered IARs (5.B.3)2 as of Aug 26, 2026

Mar 20, 20132 then

Employees (5.A)3 as of Aug 26, 2026

Mar 20, 20133 then

Private funds: no history

RAUM n/a over the last fiscal yearIARs 2 to 2

Practice profile

derived from the filing of Aug 26, 2026; every figure names its basis

Archetypes, each a printed rule

Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients

RAUM per advisor: $0derivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: unknownderivedRAUM over accounts (5.F.2.f)
Discretionary: unknownderivedof RAUM
Institutional: unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: unknownderivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: pension consultingreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Where the RAUM sits

Form ADV Item 5.D, latest filing

This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 58reported
Charitable clients: 0reported
Accounts: 0reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived

Advisors registered through the firm

3 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
G•••• B•••• G•••••••	Houston, Tx	Nov 2, 2004	27 y	2
J••••• B•••• M••••••	Houston, Tx	Jun 4, 2018	11 y	0
M••••••• E••••• T••••••	Houston, Tx	Aug 3, 2026	10 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

L•••• M•••••••• A••••••• R•••••• to L•• F•••••••• L••
Jul 24, 2020 · Other

Joined, latest

L•••• M•••••••• A••••••• R•••••• from W•••• F•••• A•••••••
Oct 4, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
G•••• B•••• G••••••• from U•• F•••••••• S••••••• I•••
Nov 2, 2004 · Wirehouse to a newly registered adviser (no RAUM reported yet)

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

G•••••••• G••••• B•••• · President And Chief Compliance Officercontrol
since 03/2015 · owns less than 5%
H•••• A••••••• J•••• · Vice Presidentcontrol
since 09/2008 · owns less than 5%
K•••••• J••••• A•••••• · Senior Vice Presidentcontrol
since 09/2008 · owns less than 5%
R•••• J••••• R•••••• · Chairmancontrol
since 09/2008 · owns less than 5%
C••••••••• R••• · Secretary/Treasurer
since 11/2020 · owns less than 5%

Entity owners

H••••••••• I•••••••• A•••••• I••• · 100% Shareholder Of M•• R•••••••••, Inc.
direct · owns 75% or more
H•• H•••••••• I••• · 100% Shareholder Of H••••••••• I•••••••• A•••••• I•••
indirect · owns 75% or more of H••••••••• I•••••••• A•••••• I•••

Related persons

Schedule D 7.A

H••••••••• I•••••••• A•••••• I•••
real estatey

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Houston, Tx · principal	3	1	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Related adviser · false to true
Apr 24, 2026 to Aug 26, 2026
Pension plan clients · 55 to 58
Sep 17, 2025 to Feb 10, 2026
Related broker-dealer · false to true
Sep 17, 2025 to Feb 10, 2026
Business name · M•• R••••••••• to H••••••••• R••••••••• A•••••••• I•••
Jan 30, 2025 to Mar 27, 2025
Financial planning clients · unset to
Jan 30, 2025 to Mar 27, 2025
Legal name · M•• R•••••••••, INC. to H••••••••• R••••••••• A•••••••• I•••
Jan 30, 2025 to Mar 27, 2025
Accounts · unset to 0.0
Jan 21, 2024 to Jan 30, 2025
Pension plan clients · 44 to 55
Jan 21, 2024 to Jan 30, 2025
Employees · 2 to 3
Jan 21, 2024 to Jan 30, 2025
Discretionary RAUM · unset to 0.0
Jan 21, 2024 to Jan 30, 2025
Non-discretionary RAUM · unset to 0.0
Jan 21, 2024 to Jan 30, 2025
RAUM · unset to 0.0
Jan 21, 2024 to Jan 30, 2025
Advisory activities · 2 to 1
Jan 2, 2024 to Jan 21, 2024
Pension plan clients · 43 to 44
Jan 20, 2022 to Mar 2, 2023
Pension plan clients · 38 to 43
Feb 25, 2021 to Jan 20, 2022
Advisory employees · 3 to 2
Jul 24, 2020 to Feb 25, 2021
Employees · 3 to 2
Jul 24, 2020 to Feb 25, 2021
State-registered IARs · 3 to 2
Jun 29, 2020 to Jul 24, 2020
Pension plan clients · 40 to 38
Mar 21, 2019 to Feb 24, 2020
Insurance-licensed employees · 3 to 0
Mar 21, 2019 to Feb 24, 2020
Advisory employees · 2 to 3
Mar 31, 2018 to Jul 3, 2018
Pension plan clients · 38 to 40
Mar 31, 2018 to Jul 3, 2018
Insurance-licensed employees · 2 to 3
Mar 31, 2018 to Jul 3, 2018
State-registered IARs · 2 to 3
Mar 31, 2018 to Jul 3, 2018
Related adviser · true to false
Mar 31, 2018 to Jul 3, 2018
Charity clients · unset to 0.0
Jun 17, 2017 to Dec 1, 2017
Corporate clients · unset to 0.0
Jun 17, 2017 to Dec 1, 2017
HNW clients · unset to 0.0
Jun 17, 2017 to Dec 1, 2017
Individual clients · unset to 0.0
Jun 17, 2017 to Dec 1, 2017
Pension plan clients · unset to 38.0
Jun 17, 2017 to Dec 1, 2017
Pooled vehicle clients · unset to 0.0
Jun 17, 2017 to Dec 1, 2017
Other offices · unset to 0.0
Jun 17, 2017 to Dec 1, 2017
Pension RAUM · unset to 0.0
Jun 17, 2017 to Dec 1, 2017
BD registered reps · 1 to 0
Jan 26, 2015 to Mar 29, 2016
Advisory employees · unset to 2.0
Mar 22, 2012 to Mar 20, 2013
BD registered reps · unset to 1.0
Mar 22, 2012 to Mar 20, 2013
Employees · unset to 3.0
Mar 22, 2012 to Mar 20, 2013
State-registered IARs · unset to 2.0
Mar 22, 2012 to Mar 20, 2013

Signals

No event on the tape.

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: H•••••••••.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: (713) 952-9990reportedpublic record, Form ADV, Aug 26, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: No RAUM reportedderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026