DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Wheatland Advisors Inc
Latest filing Jun 26, 2020
First filing on the tape Mar 16, 2012 · 19 filings
RAUM
$115M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
86%
$98.3M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
2 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$115M as of Mar 27, 2020
Mar 16, 2012$108M then
HNW client RAUM$84.5M as of Mar 27, 2020
Mar 29, 2018$127M then
State-registered IARs (5.B.3)8 as of Mar 27, 2020
Mar 16, 20120 then
Employees (5.A)9 as of Mar 27, 2020
Mar 18, 20132 then
Private funds: no history
RAUM -30% over the last fiscal year-9.2% a year over threeIARs 6 to 8offices 0 to 5
Practice profile
derived from the filing of Jun 26, 2020; every figure names its basis
- RAUM per advisor
- $14.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 12derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $633,793derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 8.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 1.3derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- -30%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -35%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$84.5M77%
- Individuals$13.8M13%
- Pension and profit-sharing plans$9.3M8.5%
- Corporations and businesses$1.9M1.7%
- Individual clients
- 53reported
- HNW clients
- 41reported
- Pension plan clients
- 2reported
- Charitable clients
- 0reported
- Accounts
- 181reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Robert Jude Russoli to Cetera Investment Advisers LLCAug 17, 2020 · RIA to affiliated broker-dealer or bank
- Galilee Thomas Harter to Cetera Investment Advisers LLCAug 17, 2020 · RIA to affiliated broker-dealer or bank
- Ernie Seaton Irwin to Jfs Wealth Advisors, LLCAug 17, 2020 · RIA to RIA
- Paul James Ritchie to Cetera Investment Advisers LLCAug 17, 2020 · RIA to affiliated broker-dealer or bank
- Elizabeth Andes Brown to Cetera Investment Advisers LLCJul 1, 2020 · RIA to affiliated broker-dealer or bank
- Richard Paul Heilig to Chestnut Street Investment Counsel, LLCSep 20, 2019 · RIA to RIA
- Jeremy Franklin Stahl to Fma Advisory IncJul 12, 2019 · RIA to RIA
- Michael Ryan Miller to Millers Financial Group, LLCSep 11, 2018 · RIA to a state-registered adviser
Joined, latest
- Elizabeth Andes Brown from Truist Advisory Services, Inc.Mar 18, 2020 · Affiliated broker-dealer or bank to independent RIA
- Ernie Seaton Irwin from Pnc Wealth ManagementSep 24, 2019 · Other
- Michael Ryan Miller from Cetera Advisor Networks LLCAug 25, 2017 · Other
- Paul James Ritchie from Charles Schwab & Co., Inc.Aug 10, 2017 · Other
- Jeremy Franklin Stahl from Bb&T Investment Services, Inc.May 22, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Cetera Investment Advisers LLCAug 17, 2020 · Lancaster, Pa · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- E Barbara Brobst · Presidentcontrolsince 03/2019 · owns less than 5%
- C Andrew Reath · Chief Compliance Officercontrolsince 03/2018 · owns less than 5%
Entity owners
- Orrstown Financial Services Inc · Parent Companydirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- Orrstown Bankn
Offices
Schedule D 1.F, the 25 largest
- Chambersburg, PA2 employees
- Carlisle, PA1 employees
- Camp Hill, PA1 employees
- Mount Joy, PA1 employees
- Towson, MD1 employees
What changed
consecutive filings, newest first
- Accounts · 232 to 181Sep 24, 2019 to Mar 27, 2020
- Advisory activities · 2 to 3Sep 24, 2019 to Mar 27, 2020
- BD registered reps · 4 to 6Sep 24, 2019 to Mar 27, 2020
- Charity clients · 1 to 0Sep 24, 2019 to Mar 27, 2020
- Corporate clients · 4 to 2Sep 24, 2019 to Mar 27, 2020
- HNW clients · 61 to 41Sep 24, 2019 to Mar 27, 2020
- Individual clients · 84 to 53Sep 24, 2019 to Mar 27, 2020
- Employees · 6 to 9Sep 24, 2019 to Mar 27, 2020
- Financial planning clients · unset to 0Sep 24, 2019 to Mar 27, 2020
- State-registered IARs · 6 to 8Sep 24, 2019 to Mar 27, 2020
- Other offices · 0 to 5Sep 24, 2019 to Mar 27, 2020
- Discretionary RAUM · $159M to $109MSep 24, 2019 to Mar 27, 2020
- HNW RAUM · $128M to $84.5MSep 24, 2019 to Mar 27, 2020
- Individual RAUM · $17.6M to $13.8MSep 24, 2019 to Mar 27, 2020
- Non-discretionary RAUM · $4.2M to $5.3MSep 24, 2019 to Mar 27, 2020
- Pension RAUM · $7.3M to $9.3MSep 24, 2019 to Mar 27, 2020
- RAUM · $164M to $115MSep 24, 2019 to Mar 27, 2020
- Accounts · 156 to 232Aug 31, 2018 to Mar 27, 2019
- Advisory activities · 1 to 2Aug 31, 2018 to Mar 27, 2019
- BD registered reps · 5 to 4Aug 31, 2018 to Mar 27, 2019
- HNW clients · 55 to 61Aug 31, 2018 to Mar 27, 2019
- Individual clients · 79 to 84Aug 31, 2018 to Mar 27, 2019
- Employees · 7 to 6Aug 31, 2018 to Mar 27, 2019
- State-registered IARs · 7 to 6Aug 31, 2018 to Mar 27, 2019
- Discretionary RAUM · $162M to $159MAug 31, 2018 to Mar 27, 2019
- HNW RAUM · $127M to $128MAug 31, 2018 to Mar 27, 2019
- Individual RAUM · $19.7M to $17.6MAug 31, 2018 to Mar 27, 2019
- Non-discretionary RAUM · $4.5M to $4.2MAug 31, 2018 to Mar 27, 2019
- Pension RAUM · $7.7M to $7.3MAug 31, 2018 to Mar 27, 2019
- RAUM · $166M to $164MAug 31, 2018 to Mar 27, 2019
- Accounts · 242 to 156Aug 24, 2017 to Mar 29, 2018
- Charity clients · unset to 1.0Aug 24, 2017 to Mar 29, 2018
- Corporate clients · unset to 4.0Aug 24, 2017 to Mar 29, 2018
- HNW clients · unset to 55.0Aug 24, 2017 to Mar 29, 2018
- Individual clients · unset to 79.0Aug 24, 2017 to Mar 29, 2018
- Pension plan clients · unset to 2.0Aug 24, 2017 to Mar 29, 2018
- Pooled vehicle clients · unset to 0.0Aug 24, 2017 to Mar 29, 2018
- Other offices · unset to 0.0Aug 24, 2017 to Mar 29, 2018
- Discretionary RAUM · $149M to $162MAug 24, 2017 to Mar 29, 2018
- HNW RAUM · unset to 127140275.0Aug 24, 2017 to Mar 29, 2018
Signals
3 dated events
- Wheatland Advisors Inc reported 5 offices beyond its principal office, up from 0 (2019-09-24 to 2020-03-27)Mar 27, 2020 · Office count change · derived
- E Barbara Brobst (President) appeared on Schedule A of Wheatland Advisors IncMar 27, 2019 · Control person joined · fact
- Edward Philip Fague (President) no longer on Schedule A of Wheatland Advisors Inc (listed 2018-08-31, absent 2019-03-27)Mar 27, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026