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Advisor at PORTSIDE WEALTH GROUP, LLC
Swansea, IL | PROVO, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PORTSIDE WEALTH GROUP, LLC | Independent wealth | Apr 20, 2023 | n/a | yes | Swansea, IL|PROVO, UT | Current employment |
| TOWNSQUARE CAPITAL, LLC | Asset manager | Apr 24, 2018 | Jun 13, 2023 | no | O'FALLON, IL|LEHI, UT|Swansea, IL | Previous registration |
| ALLEGIS INVESTMENT ADVISORS, LLC | Former SEC adviser | Oct 31, 2017 | May 8, 2018 | no | O FALLON, IL | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jan 7, 2013 | Oct 31, 2017 | no | O'FALLON, IL | Previous registration |
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Apr 30, 2010 | Sep 6, 2012 | no | Maryland Heights, MO|Maryland Heights, MO|FAIRVIEW HEIGHTS, IL|EDWARDSVILLE, IL|Maryland Heights, MO|EDWARDSVILLE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TOWNSQUARE CAPITAL, LLC | PORTSIDE WEALTH GROUP, LLC | Jun 13, 2023 | Apr 20, 2023 | -54 | Bulk transfer | RIA to new firm |
| ALLEGIS INVESTMENT ADVISORS, LLC | TOWNSQUARE CAPITAL, LLC | May 8, 2018 | Apr 24, 2018 | -14 | Firm change | RIA to RIA |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | ALLEGIS INVESTMENT ADVISORS, LLC | Oct 31, 2017 | Oct 31, 2017 | 0 | Firm change | Other |
| ONEAMERICA SECURITIES, INC. | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Sep 6, 2012 | Jan 7, 2013 | 123 | Firm change | Other |