DFX Intelligence

R•••••• C••••••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

R•••••• C••••••••• G••••

Advisor at S•••••••• A•••••• N••••••

San Diego, CA | BRIGHTON, MI

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Search this name across graphsid dfx:ria:7ff67ec8-0141-3520-4a89-31539badba9f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A•••••• N••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 27, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A•••••• N••••••	Independent wealth	Jan 1, 2025	n/a	yes	San Diego, CA\|BRIGHTON, MI	Current employment
A•••• G••••• I•••••••••	n/a	Jan 14, 2014	Oct 10, 2024	no	SAN DIEGO, CA\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• G••••• I•••••••••	S•••••••• A•••••• N••••••	Oct 10, 2024	Jan 1, 2025	83	Firm change	Other
T• A••••••••• I••••••••• M••••••••• L••	A•••• G••••• I•••••••••	Oct 5, 2009	Nov 20, 2012

Relationships

Registered with (6)

→ S•••••••• A•••••• N••••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ A•••• G••••• I•••••••••Registered adviserregistration: previous registration
Jan 14, 2014 to Oct 10, 2024factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 24, 2006 to Oct 5, 2009factForm ADV
→ T• A••••••••• I•••Registered adviser

Dated events

Occurred
Oct 10, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ff67ec8-0141-3520-4a89-31539badba9f
First observed: Mar 29, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.